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BB

Brandon Beck

CONFLUENCE FINANCIAL PARTNERS
Naples, FL 34108
Some features on this profile are disabled
CRD#: 5168802
BB

Professional summary

Brandon Beck, who also goes by Brandon K Beck, Brandon Kyle Beck, is a registered financial advisor currently at CONFLUENCE FINANCIAL PARTNERS located in Naples, Florida.

Brandon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Brandon has worked at 9 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Brandon K Beck | Brandon Kyle Beck

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brandon Beck's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 22, 2025 - Present

CONFLUENCE FINANCIAL PARTNERS

Office #1: 999 Vanderbilt Beach Rd Suite 200, Naples, FL 34108
RIA
CRD#: 311980
Naples, FL
Past

January 10, 2024 - November 3, 2025

AE WEALTH MANAGEMENT, LLC

RIA
CRD#: 282580
Naples, FL
Past

September 26, 2022 - February 16, 2024

FAMILYWEALTH

RIA
CRD#: 289193
Lake Mary, FL
Past

June 12, 2019 - July 29, 2022

BLACKSTON FINANCIAL ADVISORY GROUP, LLC

RIA
CRD#: 291380
THE VILLAGES, FL
Past

February 17, 2015 - April 4, 2019

BROOKSTONE CAPITAL MANAGEMENT LLC

RIA
CRD#: 141413
SHREVEPORT, LA
Past

January 13, 2015 - January 30, 2015

CENTER STREET SECURITIES, INC.

BD
CRD#: 26898
SHREVEPORT, LA
Past

January 10, 2014 - January 2, 2015

FIRST FINANCIAL SECURITIES OF AMERICA, INC.

RIA
CRD#: 13642
COVINGTON, LA
Past

September 27, 2013 - January 2, 2015

FIRST FINANCIAL SECURITIES OF AMERICA, INC.

BD
CRD#: 13642
COVINGTON, LA
Past

January 11, 2012 - April 15, 2013

CETERA INVESTMENT SERVICES LLC

RIA
CRD#: 15340
SHREVEPORT, LA
Past

January 10, 2012 - April 15, 2013

CETERA INVESTMENT SERVICES LLC

BD
CRD#: 15340
SHREVEPORT, LA
Past

October 26, 2009 - December 15, 2011

CHASE INVESTMENT SERVICES CORP.

RIA
CRD#: 25574
SHREVEPORT, LA
Past

July 20, 2006 - December 15, 2011

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
SHREVEPORT, LA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CONFLUENCE FINANCIAL PARTNERS
CONFLUENCE FINANCIAL PARTNERS | CONFLUENCE WEALTH SERVICES, INC. | CONFLUENCE FINANCIAL PARTNERS, INC.

CRD#: 311980 / SEC#: 801-120711

RIA
Registered Investment Advisory firm - (4/5/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(12/22/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/22/2009
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 1/30/2015
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/14/2009
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 7/19/2006
Investment Company Products/Variable Contracts Representative Examination

Current Firm

CF
CONFLUENCE FINANCIAL PARTNERS
CONFLUENCE FINANCIAL PARTNERS | CONFLUENCE WEALTH SERVICES, INC. | CONFLUENCE FINANCIAL PARTNERS, INC.

CRD#: 311980 / SEC#: 801-120711

RIA
Registered Investment Advisory firm - (4/5/2021 Approved)
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Contact information

Main Address
732 E Mcmurray Rd, Mcmurray, PA 15317
Mailing Address
Phone number
(724) 271-8801
Established
Firm type
Fiscal year end
# of Employees
68

SEC notice filing (36 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CONFLUENCE PART 2A DISCLOSURE (10/1/2025)

Regulatory assets under management

Total Number of Accounts12,924
AUM (Assets Under Management)$ 5,454,175,362

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CONFLUENCE FINANCIAL PARTNERS

CRD#: 311980Naples, FL 34108

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