Andrew Walker
Professional summary
Andrew Walker, who also goes by Andrew R Walker, Andy R Walker, is a registered financial professional currently at COUNTRY CAPITAL MANAGEMENT COMPANY located in Bloomington, Illinois.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 2006. Andrew has worked at 4 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andrew Walker's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 9, 2020 - Present
COUNTRY CAPITAL MANAGEMENT COMPANY
Office #1: 1711 Ge Rd, Bloomington, IL 61704May 11, 2015 - September 15, 2015
OSAIC WEALTH, INC.
March 9, 2015 - September 15, 2015
OSAIC WEALTH, INC.
January 24, 2012 - July 31, 2015
FIRST MIDWEST SECURITIES, INC.
January 9, 2012 - July 1, 2015
FIRST MIDWEST SECURITIES, INC.
February 17, 2010 - January 10, 2012
EDWARD JONES
August 10, 2006 - January 10, 2012
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/24/2020)
Exams
FINRA
Current Firm
COUNTRY CAPITAL MANAGEMENT COMPANY
CRD#: 12060 / SEC#: , 8-12645
Contact information
FINRA licenses (31 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| COUNTRY LIFE INSURANCE COMPANY | SHAREHOLDER | |
| BULL, DAVID B | PRINCIPAL OPERATIONS OFFICER | 5287948 |
| DARMSTAEDTER, GEOFFREY FREDERICK | CHIEF COMPLIANCE OFFICER & ANTI-MONEY LAUNDERING COMPLIANCE OFFICER | 5709185 |
| DODDS, ALAN KEITH | VICE PRESIDENT - FINANCE & TREASURER | 5660784 |
| DUNCAN, BRIAN KEITH | CHAIRMAN OF THE BOARD & DIRECTOR | 6904912 |
| ELLERMAN, DOUGLAS JOSEPH | VICE PRESIDENT, CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER | 6096851 |
| FLETCHER, JEREMIAH DEAN | CHIEF INFORMATION SECURITY OFFICER | 6970583 |
| FRERICHS, TROY MITCHELL | CEO, EXECUTIVE REPRESENTATIVE | 4133454 |
| GREEN, DENNIS WAYNE | DIRECTOR | 6904908 |
| HARRIS, TIMOTHY JOHN | EXECUTIVE VICE PRESIDENT OF AGENCY | 3155020 |
| MEISS, DAVID LEE | DIRECTOR | 6904884 |
| SCHUTZ, CHAD KENNETH | DIRECTOR | 6904905 |
| VANCE, JENNIFER LYNN | GENERAL COUNSEL, SECRETARY & CHIEF LEGAL OFFICER | 7040592 |
Red Flags
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Company Information
COUNTRY CAPITAL MANAGEMENT COMPANY
CRD#: 12060Bloomington, IL 61704TRUST BUT VERIFY
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