Richard F. Steronko

WILLAMETTE FINANCIAL ADVISORS

Portland, OR 97224

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CRD#: 5168665

Professional summary

Richard F Steronko is a registered financial advisor currently at WILLAMETTE FINANCIAL ADVISORS, LLC located in Portland, Oregon.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Richard has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard F Steronko's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 7, 2015 - Present

WILLAMETTE FINANCIAL ADVISORS, LLC

Office #1: 6650 Sw Redwood Lane, Suite 310 Suite 310, Portland, OR 97224

RIA

CRD#: 173482

Portland, OR

Past

January 2, 2015 - December 31, 2017

CENTAURUS FINANCIAL, INC.

CRD#: 30833

LAKE OSWEGO, OR

Past

June 16, 2010 - December 31, 2014

OSAIC SERVICES, INC.

RIA

CRD#: 133763

LAKE OSWEGO, OR

Past

July 14, 2008 - December 31, 2014

OSAIC SERVICES, INC.

CRD#: 133763

LAKE OSWEGO, OR

Past

March 5, 2007 - October 23, 2007

OSAIC SERVICES, INC.

RIA

CRD#: 133763

PORTLAND, OR

Past

February 7, 2007 - October 23, 2007

OSAIC SERVICES, INC.

CRD#: 133763

PORTLAND, OR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WILLAMETTE FINANCIAL ADVISORS, LLC

CRD#: 173482 / SEC#: 801-112193

RIA

Registered Investment Advisory firm - (12/18/2017 Approved)

California

Registered Investment Advisory firm - (1/20/2018 Terminated)

Idaho

Registered Investment Advisory firm - (12/21/2017 Terminated)

Illinois

Registered Investment Advisory firm - (12/18/2017 Terminated)

Oregon

Registered Investment Advisory firm - (12/22/2017 Terminated)

Tennessee

Registered Investment Advisory firm - (12/21/2017 Terminated)

Washington

Registered Investment Advisory firm - (12/28/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(1/7/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/20/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/30/2006

General Securities Representative Examination

Current Firm

WILLAMETTE FINANCIAL ADVISORS, LLC

CRD#: 173482 / SEC#: 801-112193

RIA

Registered Investment Advisory firm - (12/18/2017 Approved)

California

Registered Investment Advisory firm - (1/20/2018 Terminated)

Idaho

Registered Investment Advisory firm - (12/21/2017 Terminated)

Illinois

Registered Investment Advisory firm - (12/18/2017 Terminated)

Oregon

Registered Investment Advisory firm - (12/22/2017 Terminated)

Tennessee

Registered Investment Advisory firm - (12/21/2017 Terminated)

Washington

Registered Investment Advisory firm - (12/28/2017 Terminated)

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Contact information

Main Address

6650 Sw Redwood Lane, Suite 310 Suite 310, Portland, OR 97224

Mailing Address

Phone number

(503) 747-0306

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (2/4/2026)

Regulatory assets under management

Total Number of Accounts	488
AUM (Assets Under Management)	$ 117,489,047

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Richard F. Steronko

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard F Steronko's CRS (Customer Relationship Summary).

Certified licenses

Experience

WILLAMETTE FINANCIAL ADVISORS, LLC

CENTAURUS FINANCIAL, INC.

OSAIC SERVICES, INC.

OSAIC SERVICES, INC.

OSAIC SERVICES, INC.

OSAIC SERVICES, INC.

Primary Firm SEC Registration

WILLAMETTE FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/20/2006

SIE

Date: 12/31/2017

Series 7

Date: 10/30/2006

Current Firm

WILLAMETTE FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WILLAMETTE FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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