Daniel Kain

S.E.E.D. PLANNING GROUP

SYRACUSE, NY 13212

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CRD#: 5168585

Professional summary

Daniel Kain, who also goes by Daniel Patrick Kain, is a registered financial advisor currently at S.E.E.D. PLANNING GROUP, LLC located in Syracuse, New York.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Daniel has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Daniel Patrick Kain

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Kain's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 21, 2022 - Present

S.E.E.D. PLANNING GROUP, LLC

Office #1: 100 Elmwood Davis Rd 2nd Floor, Syracuse, NY 13212

RIA

CRD#: 188521

SYRACUSE, NY

Past

July 17, 2006 - January 3, 2022

NATIONWIDE INVESTMENT SERVICES CORPORATION

CRD#: 7110

COLUMBUS, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

S.E.E.D. PLANNING GROUP, LLC

CRD#: 188521 / SEC#: 801-91167

RIA

Registered Investment Advisory firm - (4/16/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(1/21/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/21/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/21/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 7/14/2006

Investment Company Products/Variable Contracts Representative Examination

Current Firm

S.E.E.D. PLANNING GROUP, LLC

CRD#: 188521 / SEC#: 801-91167

RIA

Registered Investment Advisory firm - (4/16/2015 Approved)

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Contact information

Main Address

31 Lewis Street Suite 401, Binghamton, NY 13901

Mailing Address

Phone number

(607) 217-5091

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

S.E.E.D ADV2A (10/9/2025)

Regulatory assets under management

Total Number of Accounts	1,892
AUM (Assets Under Management)	$ 490,907,135

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Daniel Kain

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Kain's CRS (Customer Relationship Summary).

Certified licenses

Experience

S.E.E.D. PLANNING GROUP, LLC

NATIONWIDE INVESTMENT SERVICES CORPORATION

Primary Firm SEC Registration

S.E.E.D. PLANNING GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/21/2022

Series 63

Date: 9/21/2007

SIE

Date: 10/1/2018

Series 6

Date: 7/14/2006

Current Firm

S.E.E.D. PLANNING GROUP, LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

S.E.E.D. PLANNING GROUP, LLC

TRUST BUT VERIFY

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