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MN

Manuel A. Navarro

ONGOING WEALTH MANAGEMENT
Key Largo, FL
Some features on this profile are disabled
CRD#: 5168551
MN

Professional summary

Manuel Alejandro Navarro is a registered financial advisor currently at ONGOING WEALTH MANAGEMENT located in Key Largo, Florida.

Manuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Manuel has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) PKS Financial / investment related - Yes /80 State Street, Albany NY 12207 / Fixed / Traditional Insurance / Agent / 07/2022 / 5 / 8 / Sales of Fixed / Traditional insurance products 2) Fixed Insurance / investment related - Yes / 70 Bahama Ave Key Largo, FL 33037 / Fixed / Traditional Insurance / Agent / 06/2022 / 5 / 5 / Sales of Fixed / Traditional insurance products 3) BabyQuip \ Investment Related - No \ 176 Pearl Ave, Tavernier, FL 33070 \ Baby Rental Equipment \ Owner \ 8/1/2023 \ 1 \ 0 \ I help with the delivery and pick up of baby rental equipment.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Manuel Alejandro Navarro's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 22, 2022 - Present

ONGOING WEALTH MANAGEMENT

RIA
CRD#: 319325
Key Largo, FL
Past

July 12, 2022 - February 28, 2025

PURSHE KAPLAN STERLING INVESTMENTS

BD
CRD#: 35747
Key Largo, FL
Past

February 8, 2016 - July 18, 2022

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
KEY LARGO, FL
Past

August 19, 2015 - July 18, 2022

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
KEY LARGO, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(8/22/2022)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/16/2015
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/19/2015
General Securities Representative Examination

Current Firm

OW
ONGOING WEALTH MANAGEMENT
ONGOING WEALTH MANAGEMENT | OWM LLC

CRD#: 319325 / SEC#:

Florida
Registered Investment Advisory firm - (8/22/2022 Approved)
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Contact information

Main Address
Key Largo, FL
Mailing Address
Phone number
(305) 394-8863
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts257
AUM (Assets Under Management)$ 29,724,712

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ONGOING WEALTH MANAGEMENT

CRD#: 319325Key Largo, FL

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