DL
David P. Leonhart
TEAM WEALTH & TAX ADVISORS
Temecula, CA 92591
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CRD#: 5168518
DL
Professional summary
David Paul Leonhart is a registered financial advisor currently at TEAM WEALTH & TAX ADVISORS located in Temecula, California.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. David has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
TeamTax Professionals Inc.; 40395 WINCHESTER RD, SUITE A, TEMECULA, CA 92591; Tax Preparer;State Date 12/2006, 140 hours a week/ 80 hours a week during trading, during tax season Feb-April. 20 hours a week from May Through January, Tax Preparation. D.P.L. Tax, Financial, & Insurance Solutions; 40395 WINCHESTER RD, SUITE A, TEMECULA, CA 92591; Insurance Agent ;State Date 08/2014, 40 HR/MONTH, 40 HR/MONTH during trading, CA pass through entity for income from Team Financial Group, LLC & TeamTax Professionals, and insurance trail commissions from prior sold policies. Approximately 6 hours a month servicing existing insurance policies.
CRS (Client Relationship Summary) - RIA
Click below to view David Paul Leonhart's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 10, 2020 - Present
TEAM WEALTH & TAX ADVISORS
Office #1: 40395 Winchester Road Suite A, Temecula, CA 92591RIA
CRD#: 309411
Temecula, CA
Past
October 21, 2009 - November 15, 2017
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
TEMECULA, CA
Past
January 12, 2007 - November 6, 2009
QUEST CAPITAL STRATEGIES, INC.
BD
CRD#: 16783
LAGUNA HILLS, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TW
TEAM WEALTH & TAX ADVISORS
TEAM FINANCIAL & INSURANCE SERVICES | TEAM WEALTH & TAX ADVISORS | TEAM FINANCIAL GROUP, LLC
CRD#: 309411 / SEC#: 801-127441
RIA
Registered Investment Advisory firm - (3/10/2023 Approved)California
Registered Investment Advisory firm - (4/19/2023 Terminated)Florida
Registered Investment Advisory firm - (3/20/2023 Terminated)Idaho
Registered Investment Advisory firm - (3/20/2023 Terminated)Texas
Registered Investment Advisory firm - (3/20/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(7/10/2020)
IAR
Texas(10/28/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
TW
TEAM WEALTH & TAX ADVISORS
TEAM FINANCIAL & INSURANCE SERVICES | TEAM WEALTH & TAX ADVISORS | TEAM FINANCIAL GROUP, LLC
CRD#: 309411 / SEC#: 801-127441
RIA
Registered Investment Advisory firm - (3/10/2023 Approved)California
Registered Investment Advisory firm - (4/19/2023 Terminated)Florida
Registered Investment Advisory firm - (3/20/2023 Terminated)Idaho
Registered Investment Advisory firm - (3/20/2023 Terminated)Texas
Registered Investment Advisory firm - (3/20/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
40395 Winchester Road Suite A, Temecula, CA 92591
Mailing Address
Phone number
(951) 308-6444
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 754 |
| AUM (Assets Under Management) | $ 185,822,369 |
Red Flags
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Company Information
TEAM WEALTH & TAX ADVISORS
CRD#: 309411Temecula, CA 92591TRUST BUT VERIFY
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