Graham A. Mellen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Graham Abbot Mellen MR., who also goes by Graham Mellen, was a registered financial professional .
Graham is a previously registered financial professional and started their career in finance in 2006. Graham had worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 12, 2013 - May 26, 2015
GOTO CAPITAL MARKETS, INC.
January 21, 2010 - October 21, 2011
MACQUARIE CAPITAL (USA) INC.
September 8, 2006 - June 2, 2009
BANC OF AMERICA SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
GOTO CAPITAL MARKETS, INC.
CRD#: 153842 / SEC#: , 8-68578
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
