Rachelle Morris

THE NORDEN GROUP LLC

Salt Lake City, UT 84107

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CRD#: 5167988

Professional summary

Rachelle Morris is a registered financial advisor currently at THE NORDEN GROUP LLC located in Salt Lake City, Utah.

Rachelle is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Rachelle has worked at 5 firms and has passed the Series 66, Series 57TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 07/01/2022- RevRoad Capital; Investment Related; 1555 North Freedom Blvd. Provo, UT 84604; Venture Capital Fund; Managing Director in the GP of RevRoad Capital Partners LLC and RevRoad Capital Fund; 35 hours/month and 6 hours/month during securities trading hours 2) 6/1/2025 The Place Heritage Park, non-investment related; 2601 Sunnyside Ave. S. Salt Lake City, UT 84108; state park; volunteer Board Member; 10 hours/month; 0 hours during trading hours; oversight of park foundation's governance with rest of the board.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rachelle Morris's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 15, 2023 - Present

THE NORDEN GROUP LLC

Office #1: 5295 Commerce Dr., Suite 175 Suite 1300, Salt Lake City, UT 84107

RIA

CRD#: 323988

Salt Lake City, UT

Past

July 28, 2022 - June 28, 2023

TOWNSQUARE CAPITAL, LLC

RIA

CRD#: 288576

Salt Lake City, UT

Past

October 4, 2021 - May 3, 2022

CRESTONE ASSET MANAGEMENT LLC

RIA

CRD#: 108581

Salt Lake City, UT

Past

November 9, 2018 - September 17, 2021

J.P. MORGAN SECURITIES LLC

CRD#: 79

Salt Lake City, UT

Past

December 16, 2009 - October 16, 2018

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE NORDEN GROUP LLC

CRD#: 323988 / SEC#: 801-127137

RIA

Registered Investment Advisory firm - (1/5/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Utah
(3/15/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/10/2010

Uniform Combined State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/15/2009

General Securities Representative Examination

Current Firm

THE NORDEN GROUP LLC

CRD#: 323988 / SEC#: 801-127137

RIA

Registered Investment Advisory firm - (1/5/2023 Approved)

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Contact information

Main Address

5255 N Edgewood Drive Suite 225, Provo, UT 84604

Mailing Address

Phone number

(801) 331-5511

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (28 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

THE NORDEN GROUP LLC ADV BROCHURE (7/15/2025)

Regulatory assets under management

Total Number of Accounts	3,913
AUM (Assets Under Management)	$ 1,739,496,789

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Rachelle Morris

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rachelle Morris's CRS (Customer Relationship Summary).

Certified licenses

Experience

TOWNSQUARE CAPITAL, LLC

CRESTONE ASSET MANAGEMENT LLC

J.P. MORGAN SECURITIES LLC

GOLDMAN SACHS & CO. LLC

Primary Firm SEC Registration

THE NORDEN GROUP LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/10/2010

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 12/15/2009

Current Firm

THE NORDEN GROUP LLC

Contact information

SEC notice filing (28 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE NORDEN GROUP LLC

TRUST BUT VERIFY

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