Brittney A. Castro
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brittney Anne Castro, CFP® was a registered financial professional .
Brittney is a previously registered financial professional and started their career in finance in 2006. Brittney had worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2011
Experience
July 10, 2023 - October 8, 2025
FOCUSED MISSION FINANCIAL
January 30, 2019 - December 31, 2020
FINANCIALLY WISE, INC.
September 12, 2013 - December 31, 2018
FINANCIALLY WISE, INC.
June 2, 2010 - October 22, 2013
LPL FINANCIAL LLC
June 1, 2010 - October 22, 2013
LPL FINANCIAL LLC
September 25, 2006 - June 14, 2010
AMERIPRISE FINANCIAL SERVICES, LLC
August 28, 2006 - June 14, 2010
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FOCUSED MISSION FINANCIAL
CRD#: 322953 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 105 |
| AUM (Assets Under Management) | $ 36,683,867 |
Red Flags
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