Raymond P. Gadbois

INDEX FINANCIAL ADVISORS LLC

Healdsburg, CA

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CRD#: 5167530

Professional summary

Raymond Paul Gadbois, CFP®, who also goes by Ray Gadbois, Raymond P Gadbois, is a registered financial advisor currently at INDEX FINANCIAL ADVISORS LLC located in Healdsburg, California.

Raymond is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Raymond has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ray Gadbois | Raymond P Gadbois

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Ray Gadbois Consulting - In addition to my work for Index Financial Advisors, I provide accounting, administrative, and consulting services to a family office and related entities, which are not clients of Index Financial Advisors. I work out of my home office located at 556 Matheson Street, Healdsburg CA 95448. The business is operated as a sole proprietorship and I am the owner and only employee. I started working as a consultant in May 2011 and on average I devote approximately 40 hours per month to this business, about 1/2 of which is during normal securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Raymond Paul Gadbois's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

September 18, 2006 - Present

INDEX FINANCIAL ADVISORS LLC

RIA

CRD#: 141036

Healdsburg, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/18/2006)

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Exams

State Security Law Exam

IAR

Series 65

Date: 5/19/2006

Uniform Investment Adviser Law Examination

Current Firm

INDEX FINANCIAL ADVISORS LLC

CRD#: 141036 / SEC#:

California

Registered Investment Advisory firm - (9/18/2006 Approved)

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Contact information

Main Address

Healdsburg, CA

Mailing Address

Phone number

(510) 910-8720

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	138
AUM (Assets Under Management)	$ 107,898,777

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Raymond P. Gadbois

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Raymond Paul Gadbois's CRS (Customer Relationship Summary).

Certified licenses

Experience

INDEX FINANCIAL ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/19/2006

Current Firm

INDEX FINANCIAL ADVISORS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

INDEX FINANCIAL ADVISORS LLC

TRUST BUT VERIFY

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