John M. Cosgrove
Professional summary
John Morgan Cosgrove JR, who also goes by John Morgan Cosgrove, is a registered financial professional currently at STRATHMORE GROUP LLC located in Southampton, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 2009. John has worked at 4 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Morgan Cosgrove JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 1, 2020 - Present
STRATHMORE GROUP LLC
Office #1: 263 Little Plains Road, Southampton, NY 11968-4946October 25, 2017 - October 10, 2019
TPG CAPITAL BD, LLC
May 11, 2015 - October 23, 2017
RIVERSTONE CAPITAL SERVICES LLC
July 24, 2009 - October 28, 2010
GENESIS GLOBAL TRADING, INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/12/2020)
(7/2/2020)
(8/13/2020)
(5/1/2020)
(8/11/2020)
(8/19/2020)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/29/2020
Investment Banking Registered Representative ExaminationFINRA
Current Firm
STRATHMORE GROUP LLC
CRD#: 306089 / SEC#: , 8-70433
Contact information
FINRA licenses (6 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
