Erin R. Kogan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Erin Rachel Kogan was a registered financial professional .
Erin is a previously registered financial professional and started their career in finance in 2006. Erin had worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 55, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 25, 2018 - July 8, 2020
BEESPOKE CAPITAL
November 14, 2016 - March 22, 2018
MANA SECURITIES LLC
January 3, 2011 - August 10, 2011
VIRTU AMERICAS LLC
April 10, 2008 - September 4, 2008
EDGETRADE LLC
April 9, 2008 - January 3, 2011
KNIGHT DIRECT LLC
July 26, 2006 - April 10, 2008
KNIGHT CAPITAL AMERICAS, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 9/14/2006
Limited Representative-Equity Trader ExamCurrent Firm
BEESPOKE CAPITAL
CRD#: 297508 / SEC#: , 8-70153
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BEESPOKE LLC | PARENT COMPANY | |
| KOGAN, ERIN RACHEL | CEO/CFO/CCO | 5167115 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
