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James Russell Barrett Iii

TYPHON ADVISORS
MIAMI BEACH, FL
·CRD# 5167101·20 years experience

Professional Summary

James Russell Barrett III, who also goes by James R Barrett III, is a registered financial advisor currently at TYPHON ADVISORS, LLC located in Miami Beach, Florida. James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. James has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

James R Barrett Iii

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Contact Information

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

20 years in the financial services industry

Current & Past Employments

TYPHON ADVISORS, LLC·CRD# 339537
RIA
1691 Michigan Avenue, Suite 200, Miami Beach, FL 33139
October 23, 2026 - Present
ROBERT W. BAIRD & CO. INCORPORATED·CRD# 8158
RIA
Fort Lauderdale, FL
September 23, 2026 - October 12, 2026
ROBERT W. BAIRD & CO. INCORPORATED·CRD# 8158
BD
Fort Lauderdale, FL
October 1, 2020 - October 12, 2026
MIZUHO SECURITIES USA LLC·CRD# 19647
BD
New York, NY
May 31, 2018 - October 16, 2020
AURIGA USA, LLC·CRD# 121731
BD
New York, NY
April 12, 2011 - May 29, 2018
CANTOR FITZGERALD & CO.·CRD# 134
BD
New York, NY
August 23, 2006 - March 3, 2011

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Current Firm

TA
TYPHON ADVISORS, LLC

TYPHON ADVISORS, LLC

CRD#: 339537 / SEC#: 801-134986
RIA
Registered Investment Advisory firm - SEC (1/5/2026 120-Day Approval)

Contact Information

Main Address

1691 Michigan Avenue, Suite 200, Miami Beach, FL 33139

Phone Number

(312) 836-1180

# of Employees

3

SEC notice filing (1 States and Territories)

Registered to provide investment advisory services in 1 US states and territories.

Documents

Latest Form ADV

Part 2 Brochures

TYPHON ADVISORS ADV PART 2A (9/11/2026)

Regulatory Assets Under Management

Total Number of Accounts

1

AUM (Assets Under Management)

$10,000,000

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Florida
(10/23/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Sep 2026About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2006About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 2006About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view James Russell Barrett III's CRS (Customer Relationship Summary).

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