Nicholas E. Mcgowan
Professional summary
Nicholas Edward Mcgowan is a registered financial professional currently at ENCLAVE CAPITAL LLC located in Boca Raton, Florida.
Nicholas is registered as a RR (Registered Representative) and started their career in finance in 2006. Nicholas has worked at 3 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nicholas Edward Mcgowan's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 19, 2018 - Present
ENCLAVE CAPITAL LLC
Office #1: 301 Yamato Road Suite 2198, Boca Raton, FL 33431March 2, 2015 - July 9, 2018
MARCO POLO SECURITIES INC.
October 9, 2012 - May 29, 2013
ENCLAVE CAPITAL LLC
October 11, 2006 - May 30, 2008
LAZARD FRERES & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/19/2018)
(7/19/2018)
(7/19/2018)
(7/19/2018)
(7/19/2018)
Exams
FINRA
Current Firm
ENCLAVE CAPITAL LLC
CRD#: 22732 / SEC#: , 8-39592
Contact information
FINRA licenses (18 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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Company Information
ENCLAVE CAPITAL LLC
CRD#: 22732Boca Raton, FL 33431TRUST BUT VERIFY
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