Steven P. Barth
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Philip Barth, CFA, who also goes by Steven P Barth, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 2006. Steven had worked at 2 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 30, 2009 - November 4, 2013
BT WEALTH MANAGEMENT, LLC
November 30, 2006 - December 31, 2010
CRAWFORD INVESTMENT COUNSEL INC
July 6, 2006 - August 16, 2006
CRAWFORD INVESTMENT COUNSEL INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BT WEALTH MANAGEMENT, LLC
CRD#: 147729 / SEC#: 801-69372
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,327 |
| AUM (Assets Under Management) | $ 1,050,371,918 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
