GC
Gregory A. Campanile
PARK AVENUE SECURITIES LLC
SHREWSBURY, NJ 07702-4331
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CRD#: 5166560
GC
Professional summary
Gregory Alan Campanile, who also goes by Greg Alan Campanile, is a registered financial advisor currently at PARK AVENUE SECURITIES LLC located in Shrewsbury, New Jersey.
Gregory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Gregory has worked at 7 firms and has passed the Series 65, Series 63, Series 57TO, SIE, Series 3, Series 55, Series 7 and Series 4 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Greg Alan Campanile
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Health Insurance Group Benefits, Start: 07/29/2024, Address: 1040 Broad Street Suite 202 , Shrewsbury NJ 07702 1 total hour per month, 1 during securities trading hours, Less than 10% annual compensation, Investment related
CRS (Client Relationship Summary) - RIA
Click below to view Gregory Alan Campanile's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Gregory Alan Campanile's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 10, 2016 - Present
PARK AVENUE SECURITIES LLC
Office #1: 1040 Broad Street Suite 202, Shrewsbury, NJ 07702-4331RIA
BD
CRD#: 46173
SHREWSBURY, NJ
Current
November 5, 2015 - Present
PARK AVENUE SECURITIES LLC
Office #1: 1040 Broad Street Suite 202, Shrewsbury, NJ 07702-4331RIA
BD
CRD#: 46173
SHREWSBURY, NJ
Past
August 18, 2014 - November 3, 2015
MAXIM GROUP LLC
BD
CRD#: 120708
NEW YORK, NY
Past
June 18, 2013 - August 18, 2014
FM PARTNERS HOLDINGS LLC
BD
CRD#: 134736
NEW YORK, NY
Past
September 15, 2009 - May 21, 2013
DIRECT ACCESS PARTNERS LLC
BD
CRD#: 120950
NEW YORK, NY
Past
July 30, 2008 - September 16, 2009
VDM INSTITUTIONAL BROKERAGE, LLC
BD
CRD#: 39022
NEW YORK, NY
Past
May 24, 2007 - August 6, 2007
VAN DER MOOLEN SPECIALISTS USA, LLC
BD
CRD#: 32034
NEW YORK, NY
Past
May 21, 2007 - November 13, 2008
VDM TRADING, LLC
BD
CRD#: 137999
NEW YORK, NY
Past
August 21, 2006 - May 21, 2007
VAN DER MOOLEN SPECIALISTS USA, LLC
BD
CRD#: 32034
NEW YORK, NY
Past
June 27, 2006 - August 11, 2006
VAN DER MOOLEN SPECIALISTS USA, LLC
BD
CRD#: 32034
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(3/18/2022)
IAR
California(3/18/2022)
RR
Connecticut(8/1/2018)
IAR
Connecticut(8/1/2018)
RR
Delaware(1/27/2025)
IAR
Delaware(1/27/2025)
RR
Florida(9/13/2021)
IAR
Florida(9/14/2021)
RR
Illinois(1/10/2022)
RR
Maryland(9/26/2019)
IAR
Maryland(10/2/2019)
RR
New Jersey(11/5/2015)
IAR
New Jersey(6/10/2016)
RR
New York(11/5/2015)
IAR
New York(4/16/2021)
RR
North Carolina(5/3/2019)
IAR
North Carolina(5/6/2019)
RR
Oklahoma(7/28/2025)
IAR
Oklahoma(7/28/2025)
RR
Pennsylvania(1/7/2020)
IAR
Pennsylvania(1/8/2020)
RR
South Carolina(7/14/2025)
IAR
South Carolina(7/16/2025)
RR
Tennessee(1/4/2024)
RR
Texas(9/15/2020)
IAR
Texas(1/9/2023)
RR
Virginia(11/15/2019)
IAR
Virginia(11/15/2019)
RR
Washington(10/25/2023)
IAR
Washington(10/25/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 9/25/2007
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
10 Hudson Yards, New York, NY 10001
Mailing Address
10 Hudson Yards, New York, NY 10001
Phone number
+1 (888) 600-4667
Established
Delaware since 08/20/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,984
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | OWNER | |
| BOGGS, ALLEN WARREN | HEAD OF PRODUCT & SUPERVISION | 4751363 |
| CASWELL, MARIANNE GRACE | PRESIDENT AND ELECTED MEMBER | 6424651 |
| DAVARASHVILI, KATE | FINOP/PRINCIPAL FINANCIAL OFFICER. | 5642325 |
| DESROCHERS, CARL | ELECTED MEMBER | 7807194 |
| GALLO, JOSEPH MICHAEL | CHIEF COMPLIANCE OFFICER | 3108044 |
| HERGAN, JOSHUA NEIL | GENERAL COUNSEL | 4572643 |
| LESINA, LEYLA ADA | ELECTED MEMBER | 3004323 |
| MAHER, CARLY PRITCHARD | HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS | 4003223 |
| PERRY, MICHAEL ANDREW | ELECTED MEMBER | 2688179 |
| RYNIKER, MICHAEL JOHN | PRINCIPAL OPERATIONS OFFICER | 2474604 |
Regulatory assets under management
| Total Number of Accounts | 71,074 |
| AUM (Assets Under Management) | $ 14,998,852,974 |
Disclosures
| Regulatory Event | 20 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 01/22/2025 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PARK AVENUE SECURITIES LLC
CRD#: 46173Shrewsbury, NJ 07702-4331TRUST BUT VERIFY
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