Paul A. Austin

MAINSTAY CAPITAL MANAGEMENT

Grand Blanc, MI 48439

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CRD#: 5166342

Professional summary

Paul Alexander Austin, CFP®, who also goes by Paul A Austin, Alex Austin, is a registered financial advisor currently at MAINSTAY CAPITAL MANAGEMENT, LLC located in Grand Blanc, Michigan.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Paul has worked at 8 firms and has passed the Series 65 and Series 63 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Paul A Austin | Alex Austin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Alexander Austin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Current

February 27, 2026 - Present

MAINSTAY CAPITAL MANAGEMENT, LLC

Office #1: 10775 South Saginaw Bldg C, Suite F, Grand Blanc, MI 48439

RIA

CRD#: 109528

Grand Blanc, MI

Past

February 24, 2025 - February 24, 2026

FARTHER

RIA

CRD#: 302050

Bloomfield Hills, MI

Past

June 27, 2024 - February 25, 2025

SAVVY

RIA

CRD#: 318493

Bloomfield Hills, MI

Past

June 21, 2021 - June 20, 2024

INSIGHT WEALTH STRATEGIES, LLC

RIA

CRD#: 293644

SAN RAMON, CA

Past

October 14, 2020 - May 17, 2021

FOSTER VICTOR

RIA

CRD#: 283656

GREENVILLE, SC

Past

August 2, 2019 - June 2, 2020

ALLWORTH FINANCIAL, L.P.

RIA

CRD#: 111167

Corte Madera, CA

Past

November 3, 2018 - April 2, 2020

YELLOWBRICKROAD FINANCIAL ADVISORS, LLC

RIA

CRD#: 134209

CORTE MADERA, CA

Past

December 18, 2017 - August 24, 2018

WEALTHSPIRE ADVISORS

RIA

CRD#: 110666

SAN RAFAEL, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MAINSTAY CAPITAL MANAGEMENT, LLC

CRD#: 109528 / SEC#: 801-58099

RIA

Registered Investment Advisory firm - (11/14/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(2/27/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/18/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/4/2008

Uniform Securities Agent State Law Examination

Current Firm

MAINSTAY CAPITAL MANAGEMENT, LLC

CRD#: 109528 / SEC#: 801-58099

RIA

Registered Investment Advisory firm - (11/14/2000 Approved)

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Contact information

Main Address

10775 South Saginaw Bldg C, Suite F, Grand Blanc, MI 48439

Mailing Address

P.o. Box 487, Grand Blanc, MI 48480

Phone number

(866) 444-6246

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A OF FORM ADV (1/23/2026)

Regulatory assets under management

Total Number of Accounts	3,587
AUM (Assets Under Management)	$ 4,802,375,480

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/28/2026	Cover Page	Report
12/20/2024	Cover Page	Report
10/23/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Paul A. Austin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Alexander Austin's CRS (Customer Relationship Summary).

Certified licenses

Experience

MAINSTAY CAPITAL MANAGEMENT, LLC

FARTHER

SAVVY

INSIGHT WEALTH STRATEGIES, LLC

FOSTER VICTOR

ALLWORTH FINANCIAL, L.P.

YELLOWBRICKROAD FINANCIAL ADVISORS, LLC

WEALTHSPIRE ADVISORS

Primary Firm SEC Registration

MAINSTAY CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/18/2017

Series 63

Date: 1/4/2008

Current Firm

MAINSTAY CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MAINSTAY CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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