Frederick E. Pollock
Professional summary
Frederick Emmer Pollock, who also goes by Frederick Pollock III, Frederick Pollock, is a registered financial professional currently at GRV SECURITIES LLC located in Chicago, Illinois.
Frederick is registered as a RR (Registered Representative) and started their career in finance in 2013. Frederick has worked at 2 firms and has passed the Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Frederick Emmer Pollock's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 19, 2017 - Present
GRV SECURITIES LLC
Office #1: 900 North Michigan Avenue Suite 1100, Chicago, IL 60611-6541September 23, 2013 - December 31, 2015
THE LAURISTON GROUP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
GRV SECURITIES LLC
CRD#: 138348 / SEC#: , 8-67160
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GCM GROSVENOR L.P. | SOLE MEMBER | 108654 |
| DANIEL, DAWNA LYNNE | CHIEF COMPLIANCE OFFICER | 5137048 |
| HENRICH, DIANNA LEA | MANAGING DIRECTOR | 4695780 |
| MONTGOMERY, BURKE JOHNSON | GENERAL COUNSEL | 5067591 |
| SACKS, MICHAEL JAY | MANAGER/CHIEF EXECUTIVE OFFICER | 2077424 |
| SULLIVAN, KATHLEEN PATRICIA | FINANCIAL AND OPERATIONS PRINCIPAL | 5099521 |
Red Flags
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