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EZ

Erik Zhou

BREX TREASURY LLC
SALT LAKE CITY, UT 84101-2380
Some features on this profile are disabled
CRD#: 5166236
EZ

Professional summary

Erik Zhou is a registered financial professional currently at BREX TREASURY LLC located in Salt Lake City, Utah.

Erik is registered as a RR (Registered Representative) and started their career in finance in 2019. Erik has worked at 1 firm and has passed the Series 7TO, SIE, Series 24 and Series 27 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Erik Zhou's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 16, 2019 - Present

BREX TREASURY LLC

Office #1: 650 South 500 West Suite 300, Salt Lake City, UT 84101-2380
BD
CRD#: 299606
SALT LAKE CITY, UT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 7TO
Date: 2/20/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 12/28/2021
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/22/2022
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 27
Date: 5/7/2019
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

BT
BREX TREASURY LLC
BREX TREASURY LLC

CRD#: 299606 / SEC#: , 8-70251

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
650 South 500 West Suite 300, Salt Lake City, UT 84101-2380
Mailing Address
650 South 500 West Suite 300, Salt Lake City, UT 84101-2380
Phone number
(551) 284-3958
Established
Delaware since 11/01/2018
Firm type
Limited Liability Company
Fiscal year end
January
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
BREX INC.PARENT COMPANY
BROWN, JASONCHIEF COMPLIANCE OFFICER2794246
MOORE, KEVIN RICHARDCHIEF FINANCIAL OFFICER7192007
ZHOU, ERIKPRESIDENT, PRINCIPAL OF OPERATIONS, PFO5166236

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BREX TREASURY LLC

CRD#: 299606Salt Lake City, UT 84101-2380

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