Jeffrey G. Merwin
FINANCIAL MANAGEMENT NETWORK
Mission Viejo, CA 92691
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CRD#: 5165996
Professional summary
Jeffrey George Merwin, CFP® is a registered financial advisor currently at FINANCIAL MANAGEMENT NETWORK INC located in Mission Viejo, California and FMN CAPITAL CORPORATION located in Mission Viejo, California.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Jeffrey has worked at 2 firms and has passed the Series 66, SIE, Series 7, Series 14 and Series 24 exams.
Biography
Jeffrey G. Merwin is the co-owner of Financial Management Network Inc. He is involved in managing the operations and development of the firm, and oversees the investments of Financial Management Network Inc. With over 10 years of experience as a Financial Advisor and executive leader of FMN Inc. Jeff is equipped to help his clients create customized financial solutions to pursue their goals. He is a CERTIFIED FINANCIAL PLANNER™ professional as designated by the Certified Financial Planner Board of Standards and is also a member of the Financial Planner Association.
Originally from the East Coast, Jeff received his Bachelor of Science in Economics-Finance from Bentley University in Waltham, MA. He holds his Series 7 (General Securities Representative Exam) and 66 (Uniform Investment Adviser - Combined State Laws Exam), and Series 24 (General Securities Principal Exam) as well as a Life/Disability Insurance License.
Jeff and is wife, Camila, have two boys, Jonah (3) and Micah (1). They enjoy spending their free-time outdoors exploring the various trails and beaches Southern California has to offer as well as traveling and spending quality time with family and friends.
Question & Answer
What are your service offerings?
Investment Planning
Insurance Planning
Comprehensive Financial Planni...
Retirement Planning
Estate Planning
Business Succession Planning
Small Business Planning
Tax Planning
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
FMN CENTERPOINT LLC OWNS COMMERICAL REAL ESTATE; JEFFREY MERWIN OWNS 2.5% OF FMN CENTERPOINT LLC FMN DMV Services LLC- start date 05/2020; not investment related, provide California DMV Services. Board Member for corporate association where FMN/FMNCC offices are located. start date 09/2025; not investment related. APPOINTED AGENT OF VARIOUS INSURANCE COMPANIES CA INSURANCE LICENSE - LIFE/HEALTH/VARIABLE PRODUCTS FMN Centerpointe West LLC- LLC created to purchase commercial real estate; minority owner- 25%
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey George Merwin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2019
Experience
Current
November 6, 2013 - Present
FINANCIAL MANAGEMENT NETWORK INC
Office #1: 26041 Acero, Mission Viejo, CA 92691RIA
CRD#: 110454
Mission Viejo, CA
Current
February 24, 2011 - Present
FMN CAPITAL CORPORATION
Office #1: 26041 Acero, Mission Viejo, CA 92691BD
CRD#: 38105
Mission Viejo, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FM
FINANCIAL MANAGEMENT NETWORK INC
FINANCIAL MANAGEMENT NETWORK INC | FINANCIAL MANAGEMENT NETWORK INC.
CRD#: 110454 / SEC#: 801-40473
RIA
Registered Investment Advisory firm - (12/31/1991 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/20/2023)
RR
Alaska(11/6/2013)
RR
Arizona(9/26/2016)
IAR
Arizona(6/19/2024)
RR
Arkansas(1/19/2023)
RR
California(4/7/2011)
IAR
California(11/6/2013)
RR
Colorado(11/5/2021)
RR
Connecticut(1/4/2017)
RR
Delaware(1/20/2023)
RR
District of Columbia(5/25/2023)
RR
Florida(11/6/2013)
IAR
Florida(7/25/2024)
RR
Georgia(5/27/2016)
RR
Hawaii(1/20/2023)
RR
Idaho(1/12/2023)
RR
Illinois(1/20/2023)
RR
Indiana(11/6/2018)
RR
Iowa(1/20/2023)
RR
Kansas(1/20/2023)
RR
Kentucky(1/20/2023)
RR
Louisiana(1/12/2023)
RR
Maine(1/20/2023)
RR
Maryland(1/12/2023)
RR
Massachusetts(11/4/2022)
RR
Michigan(2/16/2017)
RR
Minnesota(11/4/2022)
IAR
Minnesota(3/26/2024)
RR
Mississippi(1/20/2023)
RR
Missouri(1/20/2023)
RR
Montana(9/12/2016)
RR
Nebraska(1/20/2023)
RR
Nevada(7/25/2022)
RR
New Hampshire(1/20/2023)
RR
New Jersey(11/5/2021)
RR
New Mexico(1/20/2023)
RR
New York(2/25/2022)
RR
North Carolina(11/6/2018)
IAR
North Carolina(6/14/2024)
RR
North Dakota(1/20/2023)
RR
Ohio(6/27/2018)
RR
Oklahoma(9/12/2016)
RR
Oregon(10/8/2021)
RR
Pennsylvania(1/20/2023)
RR
Rhode Island(1/20/2023)
RR
South Carolina(11/6/2018)
RR
South Dakota(6/27/2018)
RR
Tennessee(1/20/2023)
RR
Texas(9/26/2016)
IAR
Texas(12/13/2022)
RR
Utah(11/6/2018)
RR
Vermont(1/20/2023)
RR
Virginia(2/25/2016)
RR
Washington(2/18/2016)
RR
West Virginia(1/20/2023)
RR
Wisconsin(9/26/2016)
RR
Wyoming(1/20/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FM
FINANCIAL MANAGEMENT NETWORK INC
FINANCIAL MANAGEMENT NETWORK INC | FINANCIAL MANAGEMENT NETWORK INC.
CRD#: 110454 / SEC#: 801-40473
RIA
Registered Investment Advisory firm - (12/31/1991 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
26041 Acero, Mission Viejo, CA 92691
Mailing Address
Phone number
(949) 455-0300
Established
Firm type
Fiscal year end
# of Employees
49
SEC notice filing (22 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,200 |
| AUM (Assets Under Management) | $ 1,796,671,361 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
