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CM

Christiano L. Manfre

BARDI CO. LLC
Nashville, TN
Some features on this profile are disabled
CRD#: 5165982
CM

Professional summary

Christiano Luigi Manfre, who also goes by Chris Luigi Manfre, Christian Luigi Manfre, is a registered financial advisor currently at BARDI CO. LLC located in Nashville, Tennessee.

Christiano is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Christiano has worked at 6 firms and has passed the Series 66, Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14, Series 28 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Chris Luigi Manfre | Christian Luigi Manfre

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
PEPPERDINE UNIVERSITY, MALIBU CA ADJUNCT PROFESSOR OF FINANCE - NON-INVESTMENT RELATED, 2 HRS./WEEK STARTING 09/01/2016. BQUANT L.P., LOS ANGELES CA, GENERAL PARTNER 2 HRS./WEEK INVESTMENT RELATED STARTING 11/30/2018. TENNESSEE STATE UNIVERSITY, NASHVILLE TN, ASSOCIATE PROFESSOR OF FINANCE - NON-INVESTMENT RELATED, 24 HRS./WEEK STARTING 01/01/2023.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christiano Luigi Manfre's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Christiano Luigi Manfre's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 13, 2022 - Present

BARDI CO. LLC

RIA
BD
CRD#: 166134
Nashville, TN
Current

January 17, 2014 - Present

BARDI CO. LLC

Office #1: 633 West 5th St. 28th Floor, Los Angeles, CA, 90071Office #2: 633 West 5th St. 28th Floor, Los Angeles, CA, 90071
RIA
BD
CRD#: 166134
Los Angeles, CA
Past

November 23, 2011 - January 3, 2013

BROCKETT TAMNY & CO. INCORPORATED

BD
CRD#: 30778
LOS ANGELES, CA
Past

September 21, 2010 - August 17, 2011

NORTHERN EDGE CAPITAL ADVISORS LLC

BD
CRD#: 151615
NEW YORK, NY
Past

April 20, 2009 - September 15, 2010

BROCKETT TAMNY & CO. INCORPORATED

BD
CRD#: 30778
LOS ANGELES, CA
Past

December 17, 2007 - January 16, 2008

USBX ADVISORY SERVICES, LLC

BD
CRD#: 104283
LOS ANGELES, CA
Past

December 5, 2007 - December 21, 2007

IMPERIAL CAPITAL, LLC

BD
CRD#: 43744
LOS ANGELES, CA
Past

October 8, 2007 - December 10, 2007

USBX ADVISORY SERVICES, LLC

BD
CRD#: 104283
LOS ANGELES, CA
Past

August 2, 2006 - September 17, 2007

MCGLADREY CAPITAL MARKETS, LLC

BD
CRD#: 47639
COSTA MESA, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(1/27/2014)
IAR
California
(1/13/2022)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/9/2022
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 9/11/2006
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/1/2006
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 28
Date: 1/19/2013
Introducing Broker/Dealer Financial Operations Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/17/2009
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

BC
BARDI CO. LLC
BARDI CAPITAL MANAGEMENT | MANFRE, CHRISTIANO | MANFRE, CHRIS | BARDI CO. LLC

CRD#: 166134 / SEC#: 802-114617, 8-69190

California
Registered Investment Advisory firm - SEC (1/13/2022 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
633 West 5th St. 28th Floor, Los Angeles, CA, 90071
Mailing Address
633 West 5th St. 28th Floor, Los Angeles, CA, 90071
Phone number
(310) 993-9960
Established
California since 09/13/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
10

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
BARDI CORPORATIONFULLY OWNED BY BARDI CORPORATION
MANFRE, CHRISTIANO LUIGICEO/CFO/CCO/FINOP

Regulatory assets under management

Total Number of Accounts1
AUM (Assets Under Management)$ 275,000

Exempt reporting advisers

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.
SEC / JURISDICTIONREPORTING STATUSEFFECTIVE DATE
SECERA - Withdrawn5/29/2020
CaliforniaERA - Withdrawn9/23/2021

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BARDI CO. LLC

CRD#: 166134Nashville, TN

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