AP
Alphonse E. Perry
VALIC FINANCIAL ADVISORS
Birmingham, AL 35243
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CRD#: 5165954
AP
Professional summary
Alphonse Earl Perry, who also goes by Al Perry, Alphonse Perry, Alphonse Earl Perry, is a registered financial advisor currently at VALIC FINANCIAL ADVISORS, INC. located in Birmingham, Alabama.
Alphonse is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Alphonse has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Al Perry | Alphonse Perry | Alphonse Earl Perry
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ChoicePoint Properties. 2400 Lauderdale St., Selma, AL 36701. Non-investment related. Commenced this activity on 5/22/17. Duties include owner of the property.10% hours/month is devoted to this activity with none during securities trading hours. SERENITY MEMORIAL GARDENS LLC POSITION: Owner NATURE: Cemetery operation INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/04/2019 ADDRESS: 4660 Water Ave, Selma AL 36701, United States DESCRIPTION: Makes decisions that fall outside of established operating procedures NOTARY PUBLIC POSITION: Notary Public NATURE: Notary service. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/02/2020 ADDRESS: 1101 Keith Way, Selma AL 36701, United States DESCRIPTION: Notary service as may be requested. I'm very much aware that I cannot provide this service for my clients. NOTARY PUBLIC POSITION: Notary Public NATURE: Notary service. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/02/2020 ADDRESS: 3535 Grandview Pkwy, Suite 200, Birmingham AL 35243, United States DESCRIPTION: Notary service as may be requested. I'm very much aware that I cannot provide this service for my clients. AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products HISTORIC BROWN CHAPEL PRESERVATION SOCIETY, INC POSITION: Treasurer NATURE: Board member of this501(c)3 organization. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/05/2019 ADDRESS: 2401 Medical Center Pkwy, Selma AL 36702, United States DESCRIPTION: Attend quarterly board meetings (or as may be called)to conduct business of the organization. Decisions, however, are made based on a majority vote of members. SELMA/DALLAS COUNTY INDUSTRIAL DEVELOPMENT BOARD POSITION: Asst Treasurer NATURE: Board member. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/05/2019 ADDRESS: 707 Selma Ave, Selma AL 36701, United States DESCRIPTION: Attend meetings as called; discuss and vote on approval of development bond issues relating to Dallas County and/or the City or Selma. Sign check requiring two signatures only in the absence or unavailability of the treasurer.
CRS (Client Relationship Summary) - RIA
Click below to view Alphonse Earl Perry's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Alphonse Earl Perry's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 9, 2019 - Present
VALIC FINANCIAL ADVISORS, INC.
Office #1: 3535 Grandview Parkway Suite 200, Birmingham, AL 35243Office #2: 1725 Pine Street, Montgomery, AL 36106RIA
BD
CRD#: 42803
Birmingham, AL
Current
April 9, 2019 - Present
VALIC FINANCIAL ADVISORS, INC.
Office #1: 3535 Grandview Parkway Suite 200, Birmingham, AL 35243Office #2: 1725 Pine Street, Montgomery, AL 36106RIA
BD
CRD#: 42803
Birmingham, AL
Past
February 15, 2019 - April 10, 2019
EMPOWER ADVISORY GROUP, LLC
RIA
CRD#: 112058
selma, AL
Past
February 15, 2019 - April 10, 2019
EMPOWER FINANCIAL SERVICES, INC.
BD
CRD#: 13109
GREENWOOD VILLAGE, CO
Past
November 23, 2006 - February 14, 2019
VALIC FINANCIAL ADVISORS, INC.
RIA
CRD#: 42803
BIRMINGHAM, AL
Past
September 21, 2006 - February 14, 2019
VALIC FINANCIAL ADVISORS, INC.
BD
CRD#: 42803
BIRMINGHAM, AL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VF
VALIC FINANCIAL ADVISORS, INC.
AIG RETIREMENT ADVISORS, INC. | VALIC INVESTMENT SERVICES COMPANY | VALIC FINANCIAL ADVISORS, INC. | COREBRIDGE FINANCIAL | AMERICAN GENERAL FINANCIAL ADVISORS, INC. | AIG RETIREMENT SERVICES
CRD#: 42803 / SEC#: 801-54952, 8-50018
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/9/2019)
IAR
Alabama(4/9/2019)
RR
Florida(6/12/2025)
IAR
Florida(6/13/2025)
RR
Illinois(12/10/2020)
IAR
Illinois(12/11/2020)
RR
Mississippi(6/18/2019)
IAR
Mississippi(6/18/2019)
RR
New Jersey(12/10/2020)
IAR
New Jersey(12/11/2020)
RR
New Mexico(9/27/2024)
IAR
New Mexico(9/30/2024)
RR
Pennsylvania(12/10/2020)
IAR
Pennsylvania(12/11/2020)
RR
South Carolina(6/10/2020)
IAR
South Carolina(1/26/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VF
VALIC FINANCIAL ADVISORS, INC.
AIG RETIREMENT ADVISORS, INC. | VALIC INVESTMENT SERVICES COMPANY | VALIC FINANCIAL ADVISORS, INC. | COREBRIDGE FINANCIAL | AMERICAN GENERAL FINANCIAL ADVISORS, INC. | AIG RETIREMENT SERVICES
CRD#: 42803 / SEC#: 801-54952, 8-50018
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
2919 Allen Parkway L3-20, Houston, TX 77019
Mailing Address
2919 Allen Parkway L3-20, Houston, TX 77019-2158
Phone number
(866) 544-4968
Established
Texas since 11/18/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,633
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VARIABLE ANNUITY LIFE INSURANCE COMPANY | DIRECT OWNER | |
| BURNETTE, CYNTHIA LEA | CHIEF FINANCIAL OFFICER AND TREASURER | 1863103 |
| FORTEY, MICHAEL | VFA CHIEF COMPLIANCE OFFICER BROKER DEALER | 2304969 |
| GIBSON, KRISTA DE LOIS | PRESIDENT; SVP, HEAD OF PRODUCT & ADVISORY SERVICES | 2348708 |
| JOE, CHRISTOPHER CHUCK | VFA CHIEF COMPLIANCE OFFICER INVESTMENT ADVISOR | 2373056 |
| LOGAN, JOHN ALBERT | CHIEF OPERATIONS OFFICER | 4378887 |
| MARCIEL-CARR, THERESA H | VICE PRESIDENT, FIELD SUPERVISION | 5428259 |
| NORRIS, JOHN ERIK | SECRETARY | 8188573 |
| RINK, VERONICA LYNETTE | VICE PRESIDENT, BUSINESS ADMINISTRATION | 4724432 |
Regulatory assets under management
| Total Number of Accounts | 293,993 |
| AUM (Assets Under Management) | $ 26,372,603,709 |
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2025 | ||
| 01/27/2025 | ||
| 04/29/2024 | ||
| 04/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VALIC FINANCIAL ADVISORS, INC.
CRD#: 42803Birmingham, AL 35243TRUST BUT VERIFY
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