Benjamin James Casso

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Farmers Branch, TX · CRD#

ORION WEALTH MANAGEMENT LLC

RICHARDSON, TX · CRD#

EDWARD JONES

GRAPEVINE, TX · CRD#

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Dallas, TX · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Farmers Branch, TX · CRD#

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Farmers Branch, TX · CRD#

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RICHARDSON, TX · CRD#

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GRAPEVINE, TX · CRD#

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Dallas, TX · CRD#

Credentials

CFP®

Certified Financial Planner

Years of Experience

20 years registered in the securities industry

Current & Past Employments

Current

GOLDMAN SACHS WEALTH SERVICES, L.P.Current·CRD# 106693

RIA

2001 Ross Avenue Suite 2800, Dallas, TX 75201

November 3, 2017 - Present

GOLDMAN SACHS & CO. LLCCurrent·CRD# 361

RIA

BD

2001 Ross Avenue Suite 2800, Dallas, TX 75201

January 4, 2021 - Present

Past

MERCER ALLIED COMPANY, L.P.Past·CRD# 37404

BD

Dallas, TX

June 24, 2014 - January 4, 2021

METLIFE INVESTORS DISTRIBUTION COMPANYPast·CRD# 107622

BD

Charlotte, NC

July 6, 2006 - May 22, 2014

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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Farmers Branch, TX · CRD#

ORION WEALTH MANAGEMENT LLC

RICHARDSON, TX · CRD#

EDWARD JONES

GRAPEVINE, TX · CRD#

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Dallas, TX · CRD#

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Current Firm

GS

GOLDMAN SACHS WEALTH SERVICES, L.P.

GOLDMAN SACHS AYCO | THE AYCO COMPANY,L.P. | THE AYCO COMPANY, L.P. | GOLDMAN SACHS WEALTH SERVICES, L.P. | GOLDMAN SACHS AYCO PERSONAL FINANCIAL MANAGEMENT

CRD#: 106693 / SEC#: 801-48238

RIA

Registered Investment Advisory firm - SEC (12/9/1994 Approved)

Contact Information

Main Address

100 Coliseum Drive, Cohoes, NY 12047

Mailing Address

P.o. Box 15201, Albany, NY 12212

Phone Number

(518) 886-4000

# of Employees

1,923

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Part 2 Brochures

GOLDMAN SACHS WEALTH SERVICES, L.P. FORM ADV PART 2A (3/31/2026)

Regulatory Assets Under Management

Total Number of Accounts

36,184

AUM (Assets Under Management)

$31,688,347,042

Accountant Surprise Examination Report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/25/2026	Cover Page	Report
10/24/2025	Cover Page	Report
09/25/2024	Cover Page	Report
11/17/2023	Cover Page	Report

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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Farmers Branch, TX · CRD#

ORION WEALTH MANAGEMENT LLC

RICHARDSON, TX · CRD#

EDWARD JONES

GRAPEVINE, TX · CRD#

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Dallas, TX · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Farmers Branch, TX · CRD#

ORION WEALTH MANAGEMENT LLC

RICHARDSON, TX · CRD#

EDWARD JONES

GRAPEVINE, TX · CRD#

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Dallas, TX · CRD#

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GS

GOLDMAN SACHS WEALTH SERVICES, L.P.

GOLDMAN SACHS AYCO | THE AYCO COMPANY,L.P. | THE AYCO COMPANY, L.P. | GOLDMAN SACHS WEALTH SERVICES, L.P. | GOLDMAN SACHS AYCO PERSONAL FINANCIAL MANAGEMENT

CRD#: 106693 / SEC#: 801-48238

RIA

Registered Investment Advisory firm - SEC (12/9/1994 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Alabama
(1/4/2021)

RR

Alaska
(1/4/2021)

RR

Arizona
(1/4/2021)

RR

Arkansas
(1/4/2021)

RR

California
(1/4/2021)

RR

Colorado
(1/4/2021)

RR

Connecticut
(1/4/2021)

RR

Delaware
(1/4/2021)

RR

District of Columbia
(1/4/2021)

RR

Florida
(1/5/2021)

RR

Georgia
(1/4/2021)

RR

Hawaii
(1/4/2021)

RR

Idaho
(1/4/2021)

RR

Illinois
(1/4/2021)

RR

Indiana
(1/4/2021)

RR

Iowa
(1/4/2021)

RR

Kansas
(1/4/2021)

RR

Kentucky
(1/4/2021)

RR

Louisiana
(1/4/2021)

RR

Maine
(1/4/2021)

RR

Maryland
(1/4/2021)

RR

Massachusetts
(1/4/2021)

RR

Michigan
(1/4/2021)

RR

Minnesota
(1/4/2021)

RR

Mississippi
(1/4/2021)

RR

Missouri
(1/4/2021)

RR

Montana
(1/4/2021)

RR

Nebraska
(1/4/2021)

RR

Nevada
(1/4/2021)

RR

New Hampshire
(1/4/2021)

RR

New Jersey
(1/4/2021)

RR

New Mexico
(1/4/2021)

RR

New York
(1/4/2021)

RR

North Carolina
(1/4/2021)

RR

North Dakota
(1/4/2021)

RR

Ohio
(1/4/2021)

RR

Oklahoma
(1/4/2021)

RR

Oregon
(1/4/2021)

RR

Pennsylvania
(1/4/2021)

RR

Puerto Rico
(10/16/2026)

RR

Rhode Island
(1/4/2021)

RR

South Carolina
(1/4/2021)

RR

South Dakota
(1/4/2021)

RR

Tennessee
(1/4/2021)

IAR

Texas
(11/3/2017)

RR

Texas
(1/4/2021)

RR

Utah
(1/4/2021)

RR

Vermont
(1/4/2021)

RR

Virgin Islands
(10/16/2026)

RR

Virginia
(1/4/2021)

RR

Washington
(1/4/2021)

RR

West Virginia
(1/4/2021)

RR

Wisconsin
(1/4/2021)

RR

Wyoming
(1/4/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jul 2006About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Jul 2012About the Series 24 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Aug 2011About the Series 26 exam

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FINRA

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Long-Term Stock Exchange, Inc.

SRO Registrations

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SRO Registrations

MIAX Emerald, LLC

SRO Registrations

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MIAX Sapphire

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Miami International Securities Exchange, LLC

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NYSE American LLC

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Nasdaq MRX, LLC

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Nasdaq PHLX LLC

SRO Registrations

Nasdaq Stock Market

SRO Registrations

Nasdaq Texas, LLC

SRO Registrations

New York Stock Exchange

SRO Registrations

Texas Stock Exchange LLC

SRO Registrations

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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Farmers Branch, TX · CRD#

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GRAPEVINE, TX · CRD#

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Dallas, TX · CRD#

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin James Casso's CRS (Customer Relationship Summary).

Similar Advisors

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Farmers Branch, TX · CRD#

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RICHARDSON, TX · CRD#

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GRAPEVINE, TX · CRD#

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Dallas, TX · CRD#