Daniel J. Frankel
WEALTHCOLLAB
Bellevue, WA 98004
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CRD#: 5165778
Professional summary
Daniel Jacob Frankel, CFP® is a registered financial advisor currently at WEALTHCOLLAB located in Bellevue, Washington.
Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Daniel has worked at 5 firms and has passed the Series 66, Series 31 and Series 7 exams.
Biography
I am a CERTIFIED FINANCIAL PLANNER® with 10 years of experience helping professionals make smart, lasting financial decisions. I am passionate about bringing a transparent, authentic and personal experience to my clients.
As Founding Principal of WealthCollab, I collaborate with clients to develop and implement an individualized framework for making prudent decisions in all areas of finance. Ultimately, my goals are pretty straightforward, I want clients to meet their financial objectives and have confidence along the way. To that end, I help clients manage cash flows, budgets, investments, real estate, taxes, debt and any other areas that effect their financial situation.
As a child, I had an interest in finance and read way too many self-help financial books (yes, I was that dorky). Some of the books definitely had some great advice, however, I immediately noticed how difficult it was to apply these concepts to an individual situation. For that reason, I dedicated my professional life to helping others navigate the financial landscape and digest the myriad of best practices, quick tips, and blog posts.
I believe that everyone needs a financial and investment plan and, as such, WealthCollab offers services on an as needed basis catered to each clients’ specific requirements. WealthCollab has no asset minimums and offers both ongoing and hourly comprehensive wealth planning services.
As an independent firm, WealthCollab charges on a flat fee rather than a percentage of assets or commission schedule. In most cases, this better aligns our interests and saves clients money.
Question & Answer
What are your service offerings?
Investment Planning
Retirement Planning
Comprehensive Financial Planni...
Debt Management
Do you have an area of expertise or specialization?
Alternative or Private Investm...
Business Owners
College/Education Planning
Corporate Executives
Entrepreneurs
Estate & Generational Planning...
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Jacob Frankel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2014
Experience
Current
September 15, 2015 - Present
WEALTHCOLLAB
Office #1: 1400 112th Ave Se Suite 100, Bellevue, WA 98004RIA
CRD#: 269840
Bellevue, WA
Past
February 26, 2010 - June 2, 2015
CORDANT WEALTH PARTNERS
RIA
CRD#: 152395
PORTLAND, OR
Past
June 1, 2009 - March 4, 2010
MORGAN STANLEY
RIA
CRD#: 149777
PORTLAND, OR
Past
June 1, 2009 - March 4, 2010
MORGAN STANLEY
BD
CRD#: 149777
PORTLAND, OR
Past
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
RIA
CRD#: 8209
PORTLAND, OR
Past
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
PORTLAND, OR
Past
September 18, 2006 - April 2, 2007
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
PORTLAND, OR
Past
August 31, 2006 - April 2, 2007
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PORTLAND, OR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WEALTHCOLLAB
WEALTHCOLLAB | WEALTHCOLLAB LLC
CRD#: 269840 / SEC#: 801-122488
RIA
Registered Investment Advisory firm - (10/8/2021 Approved)Texas
Registered Investment Advisory firm - (10/11/2021 Terminated)Washington
Registered Investment Advisory firm - (12/10/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(12/13/2024)
IAR
Texas(1/21/2020)
IAR
Washington(9/15/2015)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
WEALTHCOLLAB
WEALTHCOLLAB | WEALTHCOLLAB LLC
CRD#: 269840 / SEC#: 801-122488
RIA
Registered Investment Advisory firm - (10/8/2021 Approved)Texas
Registered Investment Advisory firm - (10/11/2021 Terminated)Washington
Registered Investment Advisory firm - (12/10/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1400 112th Ave Se Suite 100, Bellevue, WA 98004
Mailing Address
Phone number
(206) 456-6171
Established
Firm type
Fiscal year end
# of Employees
1
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 390 |
| AUM (Assets Under Management) | $ 229,477,787 |
Red Flags
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