Albert J. Blankenship
Professional summary
Albert Joseph Blankenship, who also goes by Albert J Blankenship, Albert Joseph Blankenship, is a registered financial professional currently at UBS SECURITIES LLC located in New York, New York.
Albert is registered as a RR (Registered Representative) and started their career in finance in 2006. Albert has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Albert Joseph Blankenship's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 1, 2026 - Present
UBS SECURITIES LLC
Office #1: 11 Madison Avenue, New York, NY 10010October 11, 2021 - April 11, 2024
ROTHSCHILD & CO US INC.
June 2, 2021 - September 11, 2021
BERKERY NOYES SECURITIES, LLC
December 5, 2017 - November 20, 2019
CREDIT SUISSE SECURITIES (USA) LLC
March 3, 2014 - September 16, 2016
BBVA SECURITIES INC.
October 16, 2006 - March 29, 2007
INTERCONTINENTAL ASSET MANAGEMENT GROUP, LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/1/2026)
(5/1/2026)
(5/4/2026)
(5/6/2026)
(5/4/2026)
Exams
FINRA
Current Firm
UBS SECURITIES LLC
CRD#: 7654 / SEC#: 801-67178, 8-22651
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| UBS AMERICAS INC | MEMBER, VOTING | |
| CASAVECHIA, RICHARD MICHAEL | MANAGING DIRECTOR, SENIOR MANAGER INVESTMENT BANKING | 4732235 |
| EBERT, MICHAEL J | PRESIDENT AND CHAIR OF THE BOARD | 4556059 |
| HAZELWOOD, TRICIA | MANAGING DIRECTOR, SENIOR MANAGER TRADING & SALES | 4232035 |
| LOFTUS, MICHAEL L | MANAGING ATTORNEY, INVESTMENT BANKING & CAPITAL MARKETS | 4176467 |
| MATTONE, RALPH MICHAEL | PRINCIPAL FINANCIAL OFFICER | 1840894 |
| MILLER, MAURA ANNE | CHIEF COMPLIANCE OFFICER | 4444187 |
| NIETO, CALLUM | PRINCIPAL OPERATIONS OFFICER | 6765482 |
| VAN TASSEL, JAMES C | MANAGING DIRECTOR, US EQUITIES RESEARCH | 2558212 |
Disclosures
| Regulatory Event | 309 |
| Civil Event | 4 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
