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Frederick William Bierwirth Iii

CRD# 5165759·Registered 2011 - 2014
Previously Registered: Being a previously registered professional could mean that Frederick is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Frederick William Bierwirth Iii, who also goes by Frederick William Bierwith III, Frederick Bigrwirth III, was a registered financial advisor. Frederick was a previously registered financial professional and started their career in finance 2011 - 2014. Frederick had worked at 1 firm and has passed the Series 7 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Frederick William Bierwith Iii, Frederick Bigrwirth Iii

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

14 years in the financial services industry

Current & Past Employments

DETWILER FENTON & CO.·CRD# 1794
BD
Boston, MA
December 7, 2011 - September 12, 2014

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Current Firm

DF
DETWILER FENTON & CO.

DETWILER FENTON & CO. | LCS BONDS & FINANCIAL MANAGEMENT (DIVISION OF DMFG) | FECHTOR, DETWILER & CO., INC. | DMC ADVISORY SERVICES (A DIVISION OF FECHTOR, DETWILER & CO.) | DMC ADVISORY SERVICES (A DIVISION OF DMFG) | DETWILER, MITCHELL, FENTON & GRAVES, INC. | DETWILER, MITCHELL FENTON & GRAVES, INC.

CRD#: 1794 / SEC#: 8-16324
BD
Terminated by SEC on 02/22/2019

Contact Information

Established

Massachusetts since 01/04/1971

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
DETWILER FENTON GROUP, INC.HOLDING COMPANY—
FENTON, PETER DELIMACEO, PRESIDENT, CCO2334505
KAPPOTIS, ERNEST DFINOP—

Disclosures

Regulatory Event

6

Arbitration

7

Bond

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7 — General Securities Representative Examination

Passed Dec 2011About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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