John W. Posey

PLAINS ADVISORY LLC

Grand Island, NE 68803

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CRD#: 5165747

Professional summary

John William Posey, AIF®, CFP® is a registered financial advisor currently at PLAINS ADVISORY LLC located in Grand Island, Nebraska.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. John has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) JOHN POSEY - INSURANCE AGENT. INVESMENT-RELATED. DUTIES INCLUDE OFFERING INSURANCE PRODUCTS AND SERVICES TO CLIENTS AND PROSPECTS. I SPEND APPROXIMATELY 2-8 HRS/MONT ON THIS ACTIVITY. 2) TOM POSEY REAL ESTATE AND APPRAISAL - REAL ESTATE AGENT. I MAINTAIN A REAL ESTATE SALESPERSON LICENSE IN THE STATE OF NEBRASKA. I SPEND APPROXIMATELY 1 HR/MONTH ON THIS ACTIVITY. NON INVESTMENT-RELATED. DUTIES INCLUDE OFFERING MY REAL ESTATE SERVICES TO NON-CLIENTS OF PLAINS ADVISORY LLC.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John William Posey's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 2010

Experience

Current

January 22, 2019 - Present

PLAINS ADVISORY LLC

Office #1: 1004 N. Diers Ave, Ste 316, Grand Island, NE 68803

RIA

CRD#: 300110

Grand Island, NE

Past

June 3, 2015 - December 7, 2018

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

CRD#: 18487

GRAND ISLAND, NE

Past

May 22, 2015 - January 4, 2019

NOVEM GROUP

RIA

CRD#: 158964

GRAND ISLAND, NE

Past

June 17, 2013 - May 22, 2015

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

GRAND ISLAND, NE

Past

June 12, 2008 - May 18, 2015

WEALTH ADVISORS NETWORK, INC.

RIA

CRD#: 113836

HASTINGS, NE

Past

January 2, 2008 - June 17, 2013

1ST GLOBAL CAPITAL CORP.

CRD#: 30349

GRAND ISLAND, NE

Past

July 28, 2006 - November 26, 2007

THRIVENT INVESTMENT MANAGEMENT INC.

RIA

CRD#: 18387

KEARNEY, NE

Past

July 11, 2006 - November 26, 2007

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

KEARNEY, NE

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nebraska
(1/22/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/26/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/10/2006

General Securities Representative Examination

Current Firm

PLAINS ADVISORY LLC

CRD#: 300110 / SEC#:

Nebraska

Registered Investment Advisory firm - (1/22/2019 Approved)

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Contact information

Main Address

1004 N. Diers Ave, Ste 316, Grand Island, NE 68803

Mailing Address

Phone number

(308) 210-7071

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	135
AUM (Assets Under Management)	$ 24,169,378

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John W. Posey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John William Posey's CRS (Customer Relationship Summary).

Certified licenses

Experience

PLAINS ADVISORY LLC

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

NOVEM GROUP

CAMBRIDGE INVESTMENT RESEARCH, INC.

WEALTH ADVISORS NETWORK, INC.

1ST GLOBAL CAPITAL CORP.

THRIVENT INVESTMENT MANAGEMENT INC.

THRIVENT INVESTMENT MANAGEMENT INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/26/2006

SIE

Date: 10/1/2018

Series 7

Date: 7/10/2006

Current Firm

PLAINS ADVISORY LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PLAINS ADVISORY LLC

TRUST BUT VERIFY

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