John A. Szkaradek

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CRD#: 5165396

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

John Andrew Szkaradek, CFP®, who also goes by Andy Szkaradek, was a registered financial professional .

John is a previously registered financial professional and started their career in finance in 2006. John had worked at 8 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Andy Szkaradek

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Co-owner of The Lunasphere, a UVC lighting company. Organization's primary address is in Miami, FL. Organization is not primarily engaged in investment-related activity. Start date was March 2, 2020. Fifteen hours per month. Duties include the general management of the business.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2008

Experience

Past

October 20, 2022 - November 20, 2023

UNITED CAPITAL FINANCIAL ADVISORS

RIA

CRD#: 134600

MIAMI, FL

Past

September 2, 2022 - November 20, 2023

GOLDMAN SACHS & CO. LLC

CRD#: 361

MIAMI, FL

Past

October 20, 2021 - July 20, 2022

ERNST & YOUNG INVESTMENT ADVISERS LLP

RIA

CRD#: 110921

Tampa, FL

Past

June 2, 2017 - November 9, 2018

CHERRY BEKAERT WEALTH MANAGEMENT LLC

RIA

CRD#: 108504

Fort Lauderdale, FL

Past

September 16, 2016 - May 2, 2017

TRUIST ADVISORY SERVICES, INC.

RIA

CRD#: 283390

CORAL GABLES, FL

Past

August 14, 2013 - May 2, 2017

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

CORAL GABLES, FL

Past

July 2, 2013 - December 31, 2016

TRUIST INVESTMENT SERVICES, INC.

RIA

CRD#: 17499

CORAL GABLES, FL

Past

November 26, 2008 - May 30, 2013

STRATEGIC WEALTH SOLUTIONS, INC.

RIA

CRD#: 147610

CORAL SPRINGS, FL

Past

October 23, 2006 - February 7, 2007

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

CORAL GABLES, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

UNITED CAPITAL FINANCIAL ADVISORS

CRD#: 134600 / SEC#: 801-64376

RIA

Registered Investment Advisory firm - (6/9/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/19/2022

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/17/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 9/2/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 8/20/2022

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/14/2013

General Securities Representative Examination

Current Firm

UNITED CAPITAL FINANCIAL ADVISORS

CRD#: 134600 / SEC#: 801-64376

RIA

Registered Investment Advisory firm - (6/9/2005 Approved)

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Contact information

Main Address

125 E John Carpenter Frwy Suite 1300, Irving, TX 75062

Mailing Address

Phone number

(972) 822-2055

Established

Firm type

Fiscal year end

# of Employees

271

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

UNITED CAPITAL FINANCIAL ADVISORS WRAP FEE PROGRAM BROCHURE (3/28/2025)

UNITED CAPITAL FINANCIAL ADVISORS ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	41,738
AUM (Assets Under Management)	$ 17,211,052,120

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/01/2024	Cover Page	Report
10/30/2023	Cover Page	Report
01/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John A. Szkaradek

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

GOLDMAN SACHS & CO. LLC

ERNST & YOUNG INVESTMENT ADVISERS LLP

CHERRY BEKAERT WEALTH MANAGEMENT LLC

TRUIST ADVISORY SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

STRATEGIC WEALTH SOLUTIONS, INC.

RAYMOND JAMES & ASSOCIATES, INC.

Primary Firm SEC Registration

UNITED CAPITAL FINANCIAL ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 9/19/2022

Series 63

Date: 1/17/2014

Series 7TO

Date: 9/2/2022

SIE

Date: 8/20/2022

Series 7

Date: 8/14/2013

Current Firm

UNITED CAPITAL FINANCIAL ADVISORS

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

UNITED CAPITAL FINANCIAL ADVISORS

TRUST BUT VERIFY

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