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BS

Benjamin C. Street

GROUND SWELL CAPITAL
Folly Beach, SC 29439
Some features on this profile are disabled
CRD#: 5165258
BS

Professional summary


Benjamin Clifford Street, who also goes by Ben Street, is a registered financial advisor currently at GROUND SWELL CAPITAL, LLC located in Folly Beach, South Carolina.

Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Benjamin has worked at 3 firms and has passed the Series 65, Series 63, Series 55 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Ben Street

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Benjamin Clifford Street's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 11, 2013 - Present

GROUND SWELL CAPITAL, LLC

Office #1: 105 West Huron Avenue, Folly Beach, SC 29439
RIA
CRD#: 159812
Folly Beach, SC
Past

July 10, 2006 - August 18, 2011

CITI ORDER ROUTING AND EXECUTION, LLC

BD
CRD#: 103768
MOUNT PLEASANT, SC
Past

July 10, 2006 - August 18, 2011

AUTOMATED TRADING DESK BROKERAGE SERVICES, LLC

BD
CRD#: 36000
MOUNT PLEASANT, SC

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GS
GROUND SWELL CAPITAL, LLC
GROUND SWELL CAPITAL, LLC

CRD#: 159812 / SEC#: 801-73582

RIA
Registered Investment Advisory firm - (3/30/2012 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
South Carolina
(2/11/2013)

Exams


State Security Law Exam
IAR
Series 65
Date: 2/8/2013
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 55
Date: 7/20/2006
Limited Representative-Equity Trader Exam
General Industry/Product Exam

Current Firm


GS
GROUND SWELL CAPITAL, LLC
GROUND SWELL CAPITAL, LLC

CRD#: 159812 / SEC#: 801-73582

RIA
Registered Investment Advisory firm - (3/30/2012 Approved)
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Contact information


Main Address
105 West Huron Avenue, Folly Beach, SC 29439
Mailing Address
Po Box 46, Folly Beach, SC 29439
Phone number
(843) 588-5169
Established
Firm type
Fiscal year end
# of Employees
10

SEC notice filing (1 States and Territories)


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Documents


Latest Form ADV

Part 2 Brochures

GROUNDSWELL PART 2A BROCHURE (3/21/2025)

Regulatory assets under management


Total Number of Accounts1
AUM (Assets Under Management)$ 1,144,481,981

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


GROUND SWELL CAPITAL, LLC

CRD#: 159812Folly Beach, SC 29439

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