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MH

Maria B. Howe

CARROLL INVESTORS
Mt Pleasant, SC 29464
Some features on this profile are disabled
CRD#: 5164889
MH

Professional summary

Maria Bethany Howe, who also goes by Maria Martino Howe, Maria Berthany Martino, Maria Bethany Martino, is a registered financial advisor currently at CARROLL INVESTORS, INC. located in Mt Pleasant, South Carolina.

Maria is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Maria has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Maria Martino Howe | Maria Berthany Martino | Maria Bethany Martino

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Maria Bethany Howe's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 7, 2021 - Present

CARROLL INVESTORS, INC.

Office #1: 1036 Lansing Dr Suite 102, Mt Pleasant, SC 29464
RIA
CRD#: 311180
Mt Pleasant, SC
Past

February 13, 2013 - December 31, 2020

RAYMOND JAMES & ASSOCIATES, INC.

RIA
CRD#: 705
MOUNT PLEASANT, SC
Past

February 13, 2013 - December 31, 2020

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
MOUNT PLEASANT, SC
Past

December 11, 2008 - February 13, 2013

MORGAN KEEGAN & COMPANY, LLC

RIA
CRD#: 4161
CHARLESTON, SC
Past

December 8, 2008 - February 13, 2013

MORGAN KEEGAN & COMPANY, LLC

BD
CRD#: 4161
CHARLESTON, SC
Past

January 8, 2007 - December 18, 2008

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
CHARLESTON, SC
Past

November 23, 2006 - December 18, 2008

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
CHARLESTON, SC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CARROLL INVESTORS, INC.
CARROLL INVESTORS, INC.

CRD#: 311180 / SEC#: 801-119870

RIA
Registered Investment Advisory firm - (11/30/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
South Carolina
(1/7/2021)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/21/2006
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/22/2006
General Securities Representative Examination

Current Firm

CI
CARROLL INVESTORS, INC.
CARROLL INVESTORS, INC.

CRD#: 311180 / SEC#: 801-119870

RIA
Registered Investment Advisory firm - (11/30/2020 Approved)
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Contact information

Main Address
1036 Lansing Dr Suite 102, Mt Pleasant, SC 29464
Mailing Address
Phone number
(843) 352-4963
Established
Firm type
Fiscal year end
# of Employees
3

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CARROLL INVESTORS, INC. ADV BROCHURE (3/19/2026)

Regulatory assets under management

Total Number of Accounts298
AUM (Assets Under Management)$ 221,449,186

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CARROLL INVESTORS, INC.

CRD#: 311180Mt Pleasant, SC 29464

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