Brian W. Halbert

HALBERT WEALTH MANAGEMENT,

Austin, TX 78733

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CRD#: 5164875

Professional summary

Brian William Halbert, AIF®, who also goes by Brian W Halbert, Brian William Halbert, is a registered financial advisor currently at HALBERT WEALTH MANAGEMENT, INC located in Austin, Texas.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Brian has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brian W Halbert | Brian William Halbert

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NAME OF OUTSIDE BUSINESS ORGANIZATION: BRIAN HALBERT & ASSOCIATES, LLC NON-INVESTMENT RELATED, LOCATED: AUSTIN, TEXAS 78737 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: MANAGING PARTNER, START DATE OF RELATIONSHIP: 6/2011 NUMBER OF HOURS DEVOTED: HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: Provide managerial duties annually.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian William Halbert's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

July 21, 2025 - Present

HALBERT WEALTH MANAGEMENT, INC

Office #1: 9433 Bee Cave Rd Suite 3-201, Austin, TX 78733

RIA

CRD#: 108294

Austin, TX

Past

July 16, 2018 - July 31, 2025

WORLD INVESTMENT ADVISORS, LLC

RIA

CRD#: 208512

Garden Ridge, TX

Past

July 16, 2018 - July 31, 2025

PENSIONMARK SECURITIES, LLC

CRD#: 283952

Garden Ridge, TX

Past

May 6, 2014 - July 16, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

AUSTIN, TX

Past

March 12, 2014 - July 16, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

AUSTIN, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HALBERT WEALTH MANAGEMENT, INC

HALBERT WEALTH MANAGEMENT, INC | PROFUTURES CAPITAL MANAGEMENT INC | HALBERT WEALTH MANAGEMENT, INC.

CRD#: 108294 / SEC#: 801-55411

RIA

Registered Investment Advisory firm - (4/14/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(7/21/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/3/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/12/2014

General Securities Representative Examination

Current Firm

HALBERT WEALTH MANAGEMENT, INC

HALBERT WEALTH MANAGEMENT, INC | PROFUTURES CAPITAL MANAGEMENT INC | HALBERT WEALTH MANAGEMENT, INC.

CRD#: 108294 / SEC#: 801-55411

RIA

Registered Investment Advisory firm - (4/14/1998 Approved)

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Contact information

Main Address

9433 Bee Cave Rd Suite 3-201, Austin, TX 78733

Mailing Address

Phone number

(512) 263-3800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A BROCHURE (8/26/2025)

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 72,797,050

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brian W. Halbert

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian William Halbert's CRS (Customer Relationship Summary).

Certified licenses

Experience

WORLD INVESTMENT ADVISORS, LLC

PENSIONMARK SECURITIES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

HALBERT WEALTH MANAGEMENT, INC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/3/2014

SIE

Date: 10/1/2018

Series 7

Date: 3/12/2014

Current Firm

HALBERT WEALTH MANAGEMENT, INC

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HALBERT WEALTH MANAGEMENT, INC

TRUST BUT VERIFY

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