CH
Clinton Hyland
VALIC FINANCIAL ADVISORS
Winooski, VT 05404
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CRD#: 5164657
CH
Professional summary
Clinton Hyland is a registered financial advisor currently at VALIC FINANCIAL ADVISORS, INC. located in Winooski, Vermont.
Clinton is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Clinton has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Clinton Hyland's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Clinton Hyland's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 9, 2015 - Present
VALIC FINANCIAL ADVISORS, INC.
Office #1: 476 Main Street, Winooski, VT 05404Office #2: Lawrence General Hospital - 1 General Street Hr Campus Office, Lawrence, MA 01841Office #3: Holy Family Hospital 70 East Street, Methuen, MA 01844Office #4: 200 Summit Drive Suite 430, Burlington, MA 01803RIA
BD
CRD#: 42803
Winooski, VT
Current
September 9, 2015 - Present
VALIC FINANCIAL ADVISORS, INC.
Office #1: 476 Main Street, Winooski, VT 05404Office #2: Lawrence General Hospital - 1 General Street Hr Campus Office, Lawrence, MA 01841Office #3: Holy Family Hospital 70 East Street, Methuen, MA 01844Office #4: 200 Summit Drive Suite 430, Burlington, MA 01803RIA
BD
CRD#: 42803
Winooski, VT
Past
October 30, 2007 - September 8, 2015
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
SHELTON, CT
Past
July 11, 2006 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
July 11, 2006 - September 8, 2015
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SHELTON, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VF
VALIC FINANCIAL ADVISORS, INC.
AIG RETIREMENT ADVISORS, INC. | VALIC INVESTMENT SERVICES COMPANY | VALIC FINANCIAL ADVISORS, INC. | COREBRIDGE FINANCIAL | AMERICAN GENERAL FINANCIAL ADVISORS, INC. | AIG RETIREMENT SERVICES
CRD#: 42803 / SEC#: 801-54952, 8-50018
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/20/2024)
IAR
Alabama(8/20/2024)
RR
Arizona(4/18/2019)
IAR
Arizona(4/18/2019)
RR
California(4/18/2019)
IAR
California(4/22/2019)
RR
Colorado(4/18/2019)
IAR
Colorado(4/18/2019)
RR
Connecticut(10/20/2015)
IAR
Connecticut(10/20/2015)
RR
Delaware(4/18/2019)
IAR
Delaware(9/13/2019)
RR
District of Columbia(1/19/2023)
IAR
District of Columbia(2/13/2023)
RR
Florida(4/18/2019)
IAR
Florida(4/22/2019)
RR
Georgia(9/18/2019)
IAR
Georgia(9/19/2019)
RR
Illinois(7/25/2018)
IAR
Illinois(7/26/2018)
RR
Indiana(7/29/2025)
IAR
Indiana(7/30/2025)
RR
Iowa(8/4/2020)
IAR
Iowa(8/4/2020)
RR
Kentucky(4/18/2019)
IAR
Kentucky(4/22/2019)
RR
Maine(10/5/2015)
IAR
Maine(10/6/2015)
RR
Maryland(4/18/2019)
IAR
Maryland(4/23/2019)
RR
Massachusetts(9/9/2015)
IAR
Massachusetts(10/5/2015)
RR
Minnesota(1/2/2022)
IAR
Minnesota(1/3/2022)
RR
New Hampshire(9/9/2015)
IAR
New Hampshire(9/23/2015)
RR
New Jersey(4/18/2019)
IAR
New Jersey(4/22/2019)
RR
New York(4/18/2019)
IAR
New York(8/16/2021)
RR
North Carolina(4/18/2019)
IAR
North Carolina(4/18/2019)
RR
Ohio(4/18/2019)
IAR
Ohio(4/18/2019)
RR
Oklahoma(8/19/2022)
IAR
Oklahoma(8/22/2022)
RR
Oregon(1/2/2022)
IAR
Oregon(1/4/2022)
RR
Pennsylvania(4/18/2019)
IAR
Pennsylvania(4/18/2019)
RR
Rhode Island(9/9/2015)
IAR
Rhode Island(9/9/2015)
RR
South Carolina(4/18/2019)
IAR
South Carolina(4/18/2019)
RR
South Dakota(4/18/2019)
IAR
South Dakota(5/2/2019)
RR
Tennessee(4/18/2019)
RR
Texas(4/18/2019)
IAR
Texas(4/18/2019)
RR
Utah(11/4/2020)
IAR
Utah(11/4/2020)
RR
Vermont(4/18/2019)
IAR
Vermont(4/18/2019)
RR
Virginia(4/18/2019)
IAR
Virginia(4/18/2019)
RR
Washington(4/18/2019)
IAR
Washington(4/18/2019)
RR
West Virginia(1/2/2022)
IAR
West Virginia(1/3/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
VF
VALIC FINANCIAL ADVISORS, INC.
AIG RETIREMENT ADVISORS, INC. | VALIC INVESTMENT SERVICES COMPANY | VALIC FINANCIAL ADVISORS, INC. | COREBRIDGE FINANCIAL | AMERICAN GENERAL FINANCIAL ADVISORS, INC. | AIG RETIREMENT SERVICES
CRD#: 42803 / SEC#: 801-54952, 8-50018
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
2919 Allen Parkway L3-20, Houston, TX 77019
Mailing Address
2919 Allen Parkway L3-20, Houston, TX 77019-2158
Phone number
(866) 544-4968
Established
Texas since 11/18/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,633
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VARIABLE ANNUITY LIFE INSURANCE COMPANY | DIRECT OWNER | |
| BURNETTE, CYNTHIA LEA | CHIEF FINANCIAL OFFICER AND TREASURER | 1863103 |
| FORTEY, MICHAEL | VFA CHIEF COMPLIANCE OFFICER BROKER DEALER | 2304969 |
| GIBSON, KRISTA DE LOIS | PRESIDENT; SVP, HEAD OF PRODUCT & ADVISORY SERVICES | 2348708 |
| JOE, CHRISTOPHER CHUCK | VFA CHIEF COMPLIANCE OFFICER INVESTMENT ADVISOR | 2373056 |
| LOGAN, JOHN ALBERT | CHIEF OPERATIONS OFFICER | 4378887 |
| MARCIEL-CARR, THERESA H | VICE PRESIDENT, FIELD SUPERVISION | 5428259 |
| NORRIS, JOHN ERIK | SECRETARY | 8188573 |
| RINK, VERONICA LYNETTE | VICE PRESIDENT, BUSINESS ADMINISTRATION | 4724432 |
Regulatory assets under management
| Total Number of Accounts | 293,993 |
| AUM (Assets Under Management) | $ 26,372,603,709 |
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2025 | ||
| 01/27/2025 | ||
| 04/29/2024 | ||
| 04/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VALIC FINANCIAL ADVISORS, INC.
CRD#: 42803Winooski, VT 05404TRUST BUT VERIFY
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