Jason S. Kim
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason Sung Dal Kim, who also goes by Jason Kim, Jason Sung Dal Kim, Jay Kim, was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 2006. Jason had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 5, 2012 - June 21, 2013
CCB INTERNATIONAL OVERSEAS (USA) INC.
August 12, 2010 - June 15, 2011
MAYBANK SECURITIES USA INC.
December 11, 2008 - July 26, 2010
GFI SECURITIES LLC
October 11, 2006 - June 25, 2008
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CCB INTERNATIONAL OVERSEAS (USA) INC.
CRD#: 159795 / SEC#: , 8-69018
Contact information
Documents
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
