AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
PK

Phillip J. Kosmala

TAIKO
CHICAGO, IL 60606
Some features on this profile are disabled
CRD#: 5164417
PK

Professional summary

Phillip John Kosmala, who also goes by Phil Kosmala, is a registered financial advisor currently at TAIKO located in Chicago, Illinois and TAIKO PRIVATE WEALTH located in Chicago, Illinois.

Phillip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Phillip has worked at 2 firms .

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Phil Kosmala

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Taiber Kosmala & Associates, LLC - Managing Partner, Chicago IL, 06/2012 to Present, Approx 50% of time

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Phillip John Kosmala's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 6, 2021 - Present

TAIKO

Office #1: 225 W. Randolph St. Suite 3050, Chicago, IL 60606
RIA
CRD#: 287792
CHICAGO, IL
Current

April 5, 2024 - Present

TAIKO PRIVATE WEALTH

Office #1: 225 W Randolph St Ste 3050, Chicago, IL 60606
RIA
CRD#: 329909
CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TAIKO
ADVISOR OS LLC | TAIKO

CRD#: 287792 / SEC#: 801-110639

RIA
Registered Investment Advisory firm - (6/29/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Illinois
(5/6/2021)
IAR
Texas
(4/5/2024)

Exams

Current Firm

TA
TAIKO
ADVISOR OS LLC | TAIKO

CRD#: 287792 / SEC#: 801-110639

RIA
Registered Investment Advisory firm - (6/29/2017 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
225 W. Randolph St. Suite 3050, Chicago, IL 60606
Mailing Address
Phone number
(312) 300-4781
Established
Firm type
Fiscal year end
# of Employees
2

SEC notice filing (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

TAIKO FORM ADV PART 2A AND 2B (3/31/2025)

Regulatory assets under management

Total Number of Accounts3,567
AUM (Assets Under Management)$ 4,246,433,844

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TAIKO

CRD#: 287792Chicago, IL 60606

TRUST BUT VERIFY

Monitor Phillip Kosmala

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Michael Walter Basile
Michael BasileAdvisorCheck Check Mark
COUNTRY CAPITAL MANAGEMENT COMPANY
RR
Chicago, IL
LP
Louis PasterAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Chicago, IL
JV
Jaime VillalobosAdvisorCheck Check Mark
WILLIAM BLAIR
IAR
RR
Chicago, IL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics