Andrew S. Wohlberg

GLASS JACOBSON WEALTH ADVISORS

OWINGS MILLS, MD 21117

Some features on this profile are disabled

CRD#: 5164240

Professional summary

Andrew Stuart Wohlberg is a registered financial advisor currently at GLASS JACOBSON WEALTH ADVISORS located in Owings Mills, Maryland.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Andrew has worked at 5 firms and has passed the Series 66, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

YOUR WORLD PUBLISHING-A CUSTOM PUBLISHING BUSINESS THAT WORKS WITH FAMILIES & INDIVIDUAL HISTORIES. COMPENSATION: $35K/YR, DURING NON-TRADING HRS; Mega Exits LLC, 6115 Falls Rd Suite 150, Baltimore, MD 21209, Non-Investment related Business, advisory services, Approximately 6 hours/week during trading hours, plus additional hours on weekends. Provides a range of non-investment-related business advisory services from lead generation to marketing strategies to exit planning.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Stuart Wohlberg's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 8, 2012 - Present

GLASS JACOBSON WEALTH ADVISORS

Office #1: 10055 Red Run Blvd Suite 160, Owings Mills, MD 21117

RIA

CRD#: 120141

OWINGS MILLS, MD

Past

December 15, 2009 - October 3, 2012

ABEL FINANCIAL MANAGEMENT CO.

RIA

CRD#: 121558

ELDERSBURG, MD

Past

October 2, 2009 - December 31, 2010

LASALLE ST SECURITIES, L.L.C.

CRD#: 7191

BALTIMORE, MD

Past

June 1, 2009 - October 8, 2009

MORGAN STANLEY

RIA

CRD#: 149777

PIKESVILLE, MD

Past

June 1, 2009 - October 8, 2009

MORGAN STANLEY

CRD#: 149777

PIKESVILLE, MD

Past

September 21, 2006 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

PIKESVILLE, MD

Past

August 9, 2006 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

PIKESVILLE, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GLASS JACOBSON WEALTH ADVISORS

GLASS JACOBSON FINANCIAL GROUP | GLASS JACOBSON WEALTH ADVISORS | GLASS JACOBSON INVESTMENT ADVISORS, LLC

CRD#: 120141 / SEC#: 801-62867

RIA

Registered Investment Advisory firm - (3/12/2004 Approved)

Maryland

Registered Investment Advisory firm - (4/1/2004 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(10/8/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/24/2006

Uniform Combined State Law Examination

General Industry/Product Exam

Series 31

Date: 5/22/2007

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 8/8/2006

General Securities Representative Examination

Current Firm

GLASS JACOBSON WEALTH ADVISORS

GLASS JACOBSON FINANCIAL GROUP | GLASS JACOBSON WEALTH ADVISORS | GLASS JACOBSON INVESTMENT ADVISORS, LLC

CRD#: 120141 / SEC#: 801-62867

RIA

Registered Investment Advisory firm - (3/12/2004 Approved)

Maryland

Registered Investment Advisory firm - (4/1/2004 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

10055 Red Run Blvd Suite 160, Owings Mills, MD 21117

Mailing Address

702 King Farm Blvd Suite 610, Rockville, MD 20850

Phone number

(410) 356-1000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GJW ADVISORS (3/27/2025)

Regulatory assets under management

Total Number of Accounts	1,651
AUM (Assets Under Management)	$ 904,069,809

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/16/2025	Cover Page	Report
01/02/2024	Cover Page	Report
01/23/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Brian Mckinney

COMMONWEALTH FINANCIAL NETWORK

IAR

Columbia, MD

Gary Williams

COMMONWEALTH FINANCIAL NETWORK

IAR

Columbia, MD

Lawrence Leitch

LPL FINANCIAL LLC

IAR

TOWSON, MD

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Andrew S. Wohlberg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Stuart Wohlberg's CRS (Customer Relationship Summary).

Certified licenses

Experience

ABEL FINANCIAL MANAGEMENT CO.

LASALLE ST SECURITIES, L.L.C.

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

GLASS JACOBSON WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 8/24/2006

Series 31

Date: 5/22/2007

Series 7

Date: 8/8/2006

Current Firm

GLASS JACOBSON WEALTH ADVISORS

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

GLASS JACOBSON WEALTH ADVISORS

TRUST BUT VERIFY

Similar Advisors