Jason T. Proctor

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CRD#: 5163991

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jason Thomas Proctor, CFP® was a registered financial professional .

Jason is a previously registered financial professional and started their career in finance in 2006. Jason had worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Gracie La Mesa, LLC 05/2017; Gracie San Diego, LLC 06/2018; Not investment related; 9138 Fletcher Parkway, La Mesa, CA 91942; 5375 Kearney Villa Road Ste. 107b, San Diego, CA 92123; Martial arts academies; Owner; 50 to 60 hours per month; Less than 10% of time during securities trading hours; Acts as an instructor as well as general business manager. Advizedge, LLC - Investment Related: Yes - Address: 3315 Bonita Woods Drive, Bonita, CA 91902 - Nature: Provide back office support to a financial advisor. Operate a personal youtube channel on personal finance. - Title: Owner - Start Date: 08/01/2019 - Hours/Month: 50 - Trading Hours/Month: 30 - Providing back office support to a financial advisor. Operating a personal Youtube channel on personal finance. 1862 Rosecrans, LLC - Investment Related: No - Address: 1862 Rosecrans Blvd., San Diego, CA 92106 - Nature: Entertainment Bar - Title: Owner - Start Date: 06/2020 - Hours/Month: 0 - Trading Hours/Month: 0 - Duties: I am an owner but not an active participant in the bar's day to day activities.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Past

December 24, 2020 - September 16, 2022

CLIENT FIRST CAPITAL, LLC

RIA

CRD#: 300684

Bonita, CA

Past

July 19, 2019 - December 20, 2019

CLIENT FIRST CAPITAL, LLC

RIA

CRD#: 300684

SAN DIEGO, CA

Past

May 24, 2011 - May 5, 2017

USAA FINANCIAL PLANNING SERVICES

RIA

CRD#: 106352

Bonita, CA

Past

May 24, 2011 - May 5, 2017

USAA FINANCIAL ADVISORS, INC.

CRD#: 129035

SAN DIEGO, CA

Past

July 31, 2006 - May 6, 2011

U.S. BANCORP ADVISORS, LLC

RIA

CRD#: 14455

SANTEE, CA

Past

July 31, 2006 - May 6, 2011

U.S. BANCORP ADVISORS, LLC

CRD#: 14455

SANTEE, CA

Past

July 7, 2006 - August 8, 2006

LPL FINANCIAL LLC

RIA

CRD#: 6413

SAN DIEGO, CA

Past

June 28, 2006 - August 8, 2006

LPL FINANCIAL LLC

CRD#: 6413

SAN DIEGO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CLIENT FIRST CAPITAL, LLC

CRD#: 300684 / SEC#: 801-114955

RIA

Registered Investment Advisory firm - (4/8/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/6/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 5/5/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/27/2006

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/14/2012

General Securities Principal Examination

Current Firm

CLIENT FIRST CAPITAL, LLC

CRD#: 300684 / SEC#: 801-114955

RIA

Registered Investment Advisory firm - (4/8/2019 Approved)

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Contact information

Main Address

San Diego, CA

Mailing Address

4075 Park Blvd Suite 102-400, San Diego, CA 92103

Phone number

(800) 310-2828

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (3/11/2025)

Regulatory assets under management

Total Number of Accounts	265
AUM (Assets Under Management)	$ 236,752,120

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jason T. Proctor

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CLIENT FIRST CAPITAL, LLC

USAA FINANCIAL PLANNING SERVICES

USAA FINANCIAL ADVISORS, INC.

U.S. BANCORP ADVISORS, LLC

U.S. BANCORP ADVISORS, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

Primary Firm SEC Registration

CLIENT FIRST CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/6/2006

SIE

Date: 5/5/2017

Series 7

Date: 6/27/2006

Series 24

Date: 3/14/2012

Current Firm

CLIENT FIRST CAPITAL, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CLIENT FIRST CAPITAL, LLC

TRUST BUT VERIFY

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