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Nicholas J. Georgakis

PROFUNDS DISTRIBUTORS
New York, NY 10001
CRD#: 5163445
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Nicholas James GeorgakisPROFUNDS DISTRIBUTORS

Professional summary


Nicholas James Georgakis, who also goes by Nicholas Georgakis, is a registered financial professional currently at PROFUNDS DISTRIBUTORS, INC. located in New York, New York.

Nicholas is registered as a RR (Registered Representative) and started their career in finance in 2006. Nicholas has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Aliases


Nicholas Georgakis

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Nicholas James Georgakis's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 25, 2026 - Present

PROFUNDS DISTRIBUTORS, INC.

Office #1: 66 Hudson Blvd E, New York, NY 10001
BD
CRD#: 19541
New York, NY
Past

January 5, 2016 - May 11, 2026

BLACKROCK INVESTMENTS, LLC

BD
CRD#: 38642
NEW YORK, NY
Past

April 29, 2011 - May 2, 2014

NYLIFE SECURITIES LLC

BD
CRD#: 5167
NEW YORK, NY
Past

July 3, 2006 - February 17, 2010

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
MELVILLE, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 11/5/2007
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


PD
PROFUNDS DISTRIBUTORS, INC.
CONCORD FINANCIAL GROUP, INC. | PROFUNDS DISTRIBUTORS, INC.

CRD#: 19541 / SEC#: , 8-37601

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information


Main Address
7272 Wisconsin Ave. 21st Floor, Bethesda, MD 20814-6527
Mailing Address
7272 Wisconsin Ave. 21st Floor, Bethesda, MD 20814-6527
Phone number
(240) 497-6400
Established
Delaware since 12/22/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)


Documents


Direct owners and executive officers


NamePositionCRD#
PROFUND ADVISORS LLCSOLE SHAREHOLDER109585
COHEN, STEVEN BRIANPRESIDENT2737221
FRYE, VICTOR MORSECHIEF COMPLIANCE OFFICER1253717
MORONEY, NOELLEFINOP/TREASURER/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONAL OFFICER6582471
MORRIS, RICHARD FRANCISCHIEF LEGAL OFFICER5097044

Disclosures


Regulatory Event1

Red Flags


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Company Information


PROFUNDS DISTRIBUTORS, INC.

CRD#: 19541New York, NY 10001

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