Stephen Ferazani
Professional summary
Stephen Ferazani, who also goes by Stephen Michael Ferazani, is a registered financial professional currently at SIDOTI & COMPANY, LLC located in New York, New York.
Stephen is registered as a RR (Registered Representative) and started their career in finance in 2006. Stephen has worked at 4 firms and has passed the Series 63, SIE, Series 86, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephen Ferazani's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 16, 2020 - Present
SIDOTI & COMPANY, LLC
Office #1: 1177 Avenue Of Americas Floor 5, New York, NY 10036Office #2: 1177 Avenue Of Americas Floor 5, New York, NY 10036July 19, 2018 - March 22, 2019
STIFEL, NICOLAUS & COMPANY, INCORPORATED
August 17, 2015 - February 2, 2016
CANTOR FITZGERALD & CO.
July 1, 2014 - August 8, 2015
ODEON CAPITAL GROUP LLC
July 12, 2006 - January 4, 2011
SIDOTI & COMPANY, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/26/2020)
Exams
FINRA
Current Firm
SIDOTI & COMPANY, LLC
CRD#: 102860 / SEC#: , 8-52141
Contact information
FINRA licenses (40 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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