Bradford G. Rodrigues

R1 FINANCIAL GROUP

Dallas, TX 75240

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CRD#: 5163389

Professional summary

Bradford Geoffrey Rodrigues is a registered financial advisor currently at R1 FINANCIAL GROUP located in Dallas, Texas.

Bradford is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Bradford has worked at 3 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 05/26/09 - DBA ONLY, R1 FINANCIAL GROUP.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradford Geoffrey Rodrigues's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 2, 2013 - Present

R1 FINANCIAL GROUP

Office #1: 13154 Coit Rd. Suite 102c, Dallas, TX 75240

RIA

CRD#: 166051

Dallas, TX

Past

June 16, 2009 - January 4, 2013

LPL FINANCIAL LLC

RIA

CRD#: 6413

DALLAS, TX

Past

May 26, 2009 - January 4, 2013

LPL FINANCIAL LLC

CRD#: 6413

DALLAS, TX

Past

November 7, 2006 - April 6, 2009

NYLIFE SECURITIES LLC

CRD#: 5167

DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(1/2/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/15/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/28/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/27/2008

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/6/2006

Investment Company Products/Variable Contracts Representative Examination

Current Firm

R1 FINANCIAL GROUP

R1 FINANCIAL GROUP | R1 INVESTMENT MANAGEMENT, LLC

CRD#: 166051 / SEC#:

Texas

Registered Investment Advisory firm - (1/2/2013 Approved)

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Contact information

Main Address

13154 Coit Rd. Suite 102c, Dallas, TX 75240

Mailing Address

Phone number

(214) 628-9100

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	168
AUM (Assets Under Management)	$ 15,844,291

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Bradford G. Rodrigues

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradford Geoffrey Rodrigues's CRS (Customer Relationship Summary).

Certified licenses

Experience

R1 FINANCIAL GROUP

LPL FINANCIAL LLC

LPL FINANCIAL LLC

NYLIFE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/15/2009

Series 63

Date: 11/28/2006

Series 7

Date: 8/27/2008

Series 6

Date: 11/6/2006

Current Firm

R1 FINANCIAL GROUP

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

R1 FINANCIAL GROUP

TRUST BUT VERIFY

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