Angela M. Fiala

MCP SECURITIES

Port Washington, NY

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CRD#: 5163386

Professional summary

Angela Maria Fiala, who also goes by Angela Hajek, is a registered financial professional currently at MCP SECURITIES, LLC located in Port Washington, New York and FOUNTAINPLACE SECURITIES PARTNERS LLC located in Charlotte, North Carolina.

Angela is registered as a RR (Registered Representative) and started their career in finance in 2022. Angela has worked at 17 firms and has passed the SIE, Series 99TO, Series 28 and Series 27 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Angela Hajek

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Angela Maria Fiala's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 17, 2022 - Present

MCP SECURITIES, LLC

CRD#: 152669

Port Washington, NY

Current

July 21, 2022 - Present

FOUNTAINPLACE SECURITIES PARTNERS LLC

CRD#: 318824

CHARLOTTE, NC

Current

January 3, 2023 - Present

EQUAPATH CAPITAL, LLC

Office #1: 8899 Nw 18th Terrace, Doral, FL 33172

CRD#: 313781

Doral, FL

Current

January 3, 2023 - Present

MCKENZIE SECURITIES LLC

Office #1: T-mobile Center - B7 Calle Tabonuco Suite 1605, Guaynabo, PR 00968-3343

CRD#: 310913

Guaynabo, PR

Current

March 8, 2023 - Present

SHARENETT SECURITIES LLC

Office #1: 575 Fifth Avenue, Suite 17-119, New York, NY 10017

CRD#: 151011

New York, NY

Current

August 1, 2023 - Present

REDBRIDGE GLOBAL MARKETS, LLC

Office #1: 712 Main Street Suite 800, Houston, TX 77002

CRD#: 319550

HOUSTON, TX

Current

June 24, 2024 - Present

B&D CAPITAL PARTNERS, LLC

Office #1: 211 East Blvd., Charlotte, NC 28203

CRD#: 314406

Charlotte, NC

Current

July 18, 2024 - Present

SERA GLOBAL SECURITIES US LLC

Office #1: 6250 Shiloh Road, Suite 30, Room 2, Alpharetta, GA 30005

CRD#: 283339

Alpharetta, GA

Current

February 10, 2025 - Present

FORIS CAPITAL US LLC

CRD#: 282331

Portsmouth, NH

Past

January 16, 2025 - April 28, 2025

E.F. HUTTON & CO. LLC

CRD#: 322687

NEW YORK, NY

Past

July 17, 2024 - November 20, 2024

E.F. HUTTON & CO. LLC

CRD#: 322687

NEW YORK, NY

Past

May 20, 2024 - December 31, 2024

ARKAP MARKETS, LLC

CRD#: 326313

ATLANTA, GA

Past

June 13, 2023 - July 28, 2023

PLANET WEALTH SECURITIES, INC.

CRD#: 119251

BENTONVILLE, AR

Past

October 11, 2022 - April 7, 2023

PLANET WEALTH SECURITIES, INC.

CRD#: 119251

BENTONVILLE, AR

Past

February 18, 2022 - June 13, 2024

PROVENANCE CAPITAL SERVICES LLC

CRD#: 315446

NORTHBROOK, IL

Past

January 23, 2022 - May 2, 2022

PENN SECURITIES LLC

CRD#: 315065

SEATTLE, WA

Past

January 20, 2022 - May 1, 2025

HATTERAS CAPITAL DISTRIBUTORS, LLC

CRD#: 143365

RALEIGH, NC

Past

January 19, 2022 - May 13, 2024

PANTEK SECURITIES LLC

CRD#: 302091

SAN JUAN, PR

Past

January 19, 2022 - June 3, 2025

FINTRUST BROKERAGE SERVICES, LLC

CRD#: 41608

GREENVILLE, SC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam

SIE

Date: 1/2/2023

Securities Industry Essentials Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

Principal/Supervisory Exam

Series 28

Date: 1/2/2023

Introducing Broker/Dealer Financial Operations Principal Examination

Principal/Supervisory Exam

Series 27

Date: 1/15/2022

Financial and Operations Principal Examination

SRO Registrations

FINRA

Current Firm

FORIS CAPITAL US LLC

FORIS CAPITAL US LLC | WATCHDOG CAPITAL, LLC

CRD#: 282331 / SEC#: , 8-69712

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

210 Commerce Way Suite 220, Portsmouth, NH 03801

Mailing Address

210 Commerce Way Suite 220, Portsmouth, NH 03801

Phone number

(603) 956-5649

Established

Georgia since 11/02/2015

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
FORIS DAX MARKETS, INC.	MEMBER
FIALA, ANGELA MARIA	FINOP/PFO/POO	5163386
MATHEWS, RENO	CCO	7040844
OCONNELL, MICHAEL PATRICK	CEO	1943113

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Angela M. Fiala

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Angela Maria Fiala's CRS (Customer Relationship Summary).

Certified licenses

Experience

FOUNTAINPLACE SECURITIES PARTNERS LLC

EQUAPATH CAPITAL, LLC

MCKENZIE SECURITIES LLC

SHARENETT SECURITIES LLC

REDBRIDGE GLOBAL MARKETS, LLC

B&D CAPITAL PARTNERS, LLC

SERA GLOBAL SECURITIES US LLC

FORIS CAPITAL US LLC

E.F. HUTTON & CO. LLC

E.F. HUTTON & CO. LLC

ARKAP MARKETS, LLC

PLANET WEALTH SECURITIES, INC.

PLANET WEALTH SECURITIES, INC.

PROVENANCE CAPITAL SERVICES LLC

PENN SECURITIES LLC

HATTERAS CAPITAL DISTRIBUTORS, LLC

PANTEK SECURITIES LLC

FINTRUST BROKERAGE SERVICES, LLC

State Registrations and Notice Filings

Exams

SIE

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

Series 28

Date: 1/2/2023

Series 27

Date: 1/15/2022

FINRA

Current Firm

FORIS CAPITAL US LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

FORIS CAPITAL US LLC

TRUST BUT VERIFY

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