Joanne F. Stegmoyer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joanne Finley Stegmoyer, who also goes by Joanne Carole Finley, was a registered financial professional .
Joanne is a previously registered financial professional and started their career in finance in 2018. Joanne had worked at 1 firm .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 27, 2018 - July 15, 2024
NEW PARAGON, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
NEW PARAGON, LLC
CRD#: 110039 / SEC#: 801-54375
Contact information
Regulatory assets under management
| Total Number of Accounts | 83 |
| AUM (Assets Under Management) | $ 1,004,911,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/14/2023 | ||
| 12/22/2022 | ||
| 11/24/2021 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
