Peter A. Carroll
Professional summary
Peter Andrew Carroll is a registered financial professional currently at ZELMAN PARTNERS, LLC located in Bay Village, Ohio.
Peter is registered as a RR (Registered Representative) and started their career in finance in 2006. Peter has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Peter Andrew Carroll's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 22, 2010 - Present
ZELMAN PARTNERS, LLC
Office #1: 27101 East Oviatt Road Suite 14, Bay Village, OH 44140August 8, 2006 - February 8, 2010
FTN EQUITY CAPITAL MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/21/2011)
(2/22/2010)
(12/13/2016)
(2/22/2010)
(12/5/2024)
(2/22/2010)
(2/22/2010)
(2/22/2010)
(1/25/2016)
(12/15/2015)
Exams
FINRA
Current Firm
ZELMAN PARTNERS, LLC
CRD#: 145187 / SEC#: , 8-67713
Contact information
FINRA licenses (26 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WDIB, LLC | MANAGING MEMBER | |
| ERWIN, STEPHEN TODD | CCO/AMLCO | 5028461 |
| GROMAN, DANIEL JASON | BOARD MEMBER | 7974401 |
| MCGILL, ANTHONY JACOB | MANAGING DIRECTOR, ADVISORY & CAPITAL MARKETS (DESIGNATED PRINCIPLE) | 4379700 |
| TABASSO, THEODORE PAUL | CHIEF OPERATIONS OFFICER, DIRECTOR OF SALES | 1875019 |
| THEOBALD, STEPHEN PATRICK | BOARD MEMBER | |
| WANK, STEPHEN H | CFO/FIN-OP | 5062089 |
| ZELMAN, IVY LYNNE | DIRECTOR OF RESEARCH | 2288665 |
Red Flags
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