Anant S. Mehta
Professional summary
Anant S Mehta, ChFC®, CLU®, who also goes by Anant Sunder Mehta, is a registered financial advisor currently at PEAK FINANCIAL GUIDANCE LLC located in Greenwood Village, Colorado.
Anant is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Anant has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Anant S Mehta's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 17, 2021 - Present
PEAK FINANCIAL GUIDANCE LLC
Office #1: 6312 S Fiddlers Green Circle Suite 300e, Greenwood Village, CO 80111February 25, 2019 - March 18, 2021
MML INVESTORS SERVICES, LLC
February 13, 2019 - March 18, 2021
MML INVESTORS SERVICES, LLC
January 26, 2016 - February 19, 2019
PARK AVENUE SECURITIES LLC
June 12, 2013 - February 19, 2019
PARK AVENUE SECURITIES LLC
September 22, 2006 - January 17, 2013
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/17/2021)
Exams
Series 7TO
Date: 7/8/2022
General Securities Representative ExaminationSeries 6TO
Date: 7/8/2022
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
PEAK FINANCIAL GUIDANCE LLC
CRD#: 305485 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 501 |
| AUM (Assets Under Management) | $ 70,442,349 |
Red Flags
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