James T. Crane
Professional summary
James T Crane was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
James is a previously registered financial advisor and started their career in finance in 2006. Prior to being barred, James had worked at 2 firms, which includes INVESTORS CAPITAL CORP., CETERA ADVISORS LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 12, 2007 - December 31, 2007
INVESTORS CAPITAL CORP.
March 9, 2007 - December 31, 2007
INVESTORS CAPITAL CORP.
December 19, 2006 - March 16, 2007
CETERA ADVISORS LLC
October 20, 2006 - March 16, 2007
CETERA ADVISORS LLC
State Registrations and Notice Filings
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Exams
Current Firm
INVESTORS CAPITAL CORP.
CRD#: 30613 / SEC#: 801-62341, 8-45054
Contact information
Disclosures
| Regulatory Event | 22 |
| Arbitration | 11 |
Red Flags
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