Ruairi E. Oneill
Professional summary
Ruairi Edwin Oneill, who also goes by Rory E O'neill, Ruairi Edwin O'neill, Ruairi Edwin Oneill, is a registered financial advisor currently at TD PRIVATE CLIENT WEALTH LLC located in Ramsey, New Jersey.
Ruairi is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Ruairi has worked at 9 firms and has passed the Series 63, Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Ruairi Edwin Oneill's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Ruairi Edwin Oneill's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 20, 2023 - Present
TD PRIVATE CLIENT WEALTH LLC
Office #1: 1100 Lake Street 3rd Floor, Ramsey, NJ 07446October 8, 2024 - Present
TD PRIVATE CLIENT WEALTH LLC
Office #1: 1100 Lake Street 3rd Floor, Ramsey, NJ 07446November 19, 2018 - November 30, 2022
ERNST & YOUNG INVESTMENT ADVISERS LLP
January 22, 2018 - March 28, 2018
AMERIPRISE FINANCIAL SERVICES, LLC
January 19, 2018 - March 28, 2018
AMERIPRISE FINANCIAL SERVICES, LLC
July 18, 2015 - January 28, 2016
EQUITABLE ADVISORS, LLC
July 15, 2015 - January 28, 2016
EQUITABLE ADVISORS, LLC
October 1, 2012 - August 30, 2013
J.P. MORGAN SECURITIES LLC
October 1, 2012 - August 30, 2013
J.P. MORGAN SECURITIES LLC
January 10, 2012 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
August 8, 2011 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
November 1, 2010 - July 20, 2011
GMS GROUP
April 28, 2009 - July 22, 2009
LAIDLAW & COMPANY (UK) LTD.
July 10, 2007 - July 14, 2008
BNY MELLON SECURITIES CORPORATION
February 23, 2007 - June 6, 2007
LAIDLAW & COMPANY (UK) LTD.
Primary Firm SEC Registration
TD PRIVATE CLIENT WEALTH LLC
CRD#: 164484 / SEC#: 801-77771, 8-69105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/18/2024)
(5/28/2025)
(1/3/2024)
(5/28/2025)
(6/20/2023)
(5/28/2025)
(11/15/2023)
(5/28/2025)
(3/28/2025)
(5/28/2025)
Exams
Series 7TO
Date: 10/8/2024
General Securities Representative ExaminationFINRA
Current Firm
TD PRIVATE CLIENT WEALTH LLC
CRD#: 164484 / SEC#: 801-77771, 8-69105
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 17,824 |
| AUM (Assets Under Management) | $ 6,450,375,507 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 05/30/2025 | ||
| 09/27/2024 | ||
| 06/27/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
