Henry S. Bragg

HENRY BRAGG & CO.

Houston, TX 77027

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CRD#: 5162603

Professional summary

Henry Stanton Bragg SR, CFP®, who also goes by Henry S Bragg, Henry Stanton Bragg, Henry Bragg, is a registered financial advisor currently at HENRY BRAGG & CO. located in Houston, Texas.

Henry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Henry has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Henry S Bragg | Henry Stanton Bragg | Henry Bragg

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Hilltop Interests dba Henry Bragg Specialty Services; Founder; Not investment-related; 3735 Chevy Chase Drive Houston, TX 77019; Consulting services, entity management for a small number of family partnerships and other entities; Started 2013-12-01; 2 business hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Henry Stanton Bragg SR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2008

Experience

Current

November 25, 2020 - Present

HENRY BRAGG & CO.

Office #1: 2900 Weslayan St. Ste 450, Houston, TX 77027

RIA

CRD#: 311388

Houston, TX

Past

March 22, 2014 - October 22, 2020

HILL INVESTMENT GROUP

RIA

CRD#: 136452

HOUSTON, TX

Past

February 14, 2007 - January 16, 2014

HORIZON WEALTH ADVISORS

RIA

CRD#: 114102

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HENRY BRAGG & CO.

HENRY BRAGG & CO. | HENRY BRAGG & CO., LLC

CRD#: 311388 / SEC#: 801-119858

RIA

Registered Investment Advisory firm - (11/25/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(11/25/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/13/2007

Uniform Investment Adviser Law Examination

Current Firm

HENRY BRAGG & CO.

HENRY BRAGG & CO. | HENRY BRAGG & CO., LLC

CRD#: 311388 / SEC#: 801-119858

RIA

Registered Investment Advisory firm - (11/25/2020 Approved)

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Contact information

Main Address

2900 Weslayan St. Ste 450, Houston, TX 77027-5132

Mailing Address

Phone number

(713) 393-9444

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HENRY BRAGG & CO. ADV BROCHURE (8/27/2025)

Regulatory assets under management

Total Number of Accounts	530
AUM (Assets Under Management)	$ 342,209,364

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Henry S. Bragg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Henry Stanton Bragg SR's CRS (Customer Relationship Summary).

Certified licenses

Experience

HENRY BRAGG & CO.

HILL INVESTMENT GROUP

HORIZON WEALTH ADVISORS

Primary Firm SEC Registration

HENRY BRAGG & CO.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/13/2007

Current Firm

HENRY BRAGG & CO.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HENRY BRAGG & CO.

TRUST BUT VERIFY

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