KF
Kelly D. Fellows
THRIVENT INVESTMENT MANAGEMENT
Lino Lakes, MN
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CRD#: 5162524
KF
Professional summary
Kelly David Fellows, ChFC® is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Lino Lakes, Minnesota.
Kelly is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Kelly has worked at 1 firm and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CITY OF LINO LAKES ELECTIONS POSITION: ELection Judge NATURE: Election judge INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 2 START DATE: 11/03/2020 ADDRESS: 600 Town Center Parkway, Lino Lakes MN 55014, United States DESCRIPTION: Election judge - check in voters, provide ballots, other jobs as directed. BALLET COMPANY LAB POSITION: Board Member NATURE: Ballet Co.Laboratory is a professional ballet company and school located in Saint Paul, MN. Founded in 2018, our organization honors the foundations of classical ballet while moving the art form forward by collaborating with the community and advancing equity in the art form.All programs and activities at Ballet Co.Laboratory fall within one of our three artistic principals to Co.Create, Co.Develop, and Co.Inspire.CO.CREATEThe Company of Ballet Co.Laboratory includes 10 professional dancers who perform classical and contemporary ballets highlighting athleticism, storytelling, and unique collaborations. Ballet Co.Laboratory is committed to creating new ballet works that expand on the many stories and life experiences that have not yet been shared on a major stage. Each season, the organization creates five productions and performs for 4,500 audience members throughout the Twin Cities.CO.DEVELOPLearning the art of ballet and dance is a life-long journey, whether one is pursuing a professional career or simply the freedom to move. For this reason, Ballet Co.Laboratory offers ballet and movement classes for all ages, abilities, and backgrounds. Throughout the 2020/21 school year, 195 students ranging in ages 3 - 87 will explore the art of dance through a variety of classes. Both dancers in our pre-professional and drop-in programs are invited to perform alongside Company dancers in two productions each season.CO.INSPIREA crucial component of re-imagining ballet for the 21st-century is working to ensure ballet continues to expand in diversity and accessibility. Ballet Co.Laboratory invests in this work by bringing dance performances and workshops into underrepresented communities throughout Minnesota. Last season, 3,800 individuals experienced a free performance and/or dance workshop through this programming. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 02/15/2022 ADDRESS: 276 E Lafayette Frontage Rd, St. Paul MN 55107, United States DESCRIPTION: Attend Board MeetingParticipation and Oversight of organizationAmbassadorship and EngagementFundraising
CRS (Client Relationship Summary) - RIA
Click below to view Kelly David Fellows's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Kelly David Fellows's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
November 29, 2011 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #2: 6776 Lake Drive, Lino Lakes, MN 55014RIA
BD
CRD#: 18387
Lino Lakes, MN
Current
July 11, 2006 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 6776 Lake Drive, Lino Lakes, MN 55014RIA
BD
CRD#: 18387
Lino Lakes, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/26/2015)
RR
Florida(10/12/2023)
RR
Iowa(10/12/2023)
RR
Michigan(10/21/2024)
RR
Minnesota(7/31/2006)
IAR
Minnesota(11/18/2013)
RR
Nebraska(4/14/2023)
RR
North Dakota(10/12/2023)
RR
Texas(11/18/2011)
IAR
Texas(11/29/2011)
RR
Wisconsin(7/3/2007)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
