Timothy J. Rotolo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy James Rotolo was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 2006. Timothy had worked at 4 firms and has passed the Series 63, Series 66, SIE, Series 82, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 1, 2020 - January 27, 2023
NORFOLK MARKETS, LLC
October 31, 2016 - October 16, 2019
BRISTOL INVESTMENT GROUP, INC.
March 4, 2009 - October 28, 2009
SANDALWOOD SECURITIES, INC.
March 4, 2009 - October 28, 2009
SANDALWOOD SECURITIES, INC.
October 27, 2006 - February 4, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 29, 2006 - February 4, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
NORFOLK MARKETS, LLC
CRD#: 103797 / SEC#: , 8-52306
Contact information
FINRA licenses (1 States and Territories)
Red Flags
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