Michael J. Mooney

GEOWEALTH MANAGEMENT LLC

Plainfield, NJ

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CRD#: 5161481

Professional summary

Michael James Mooney is a registered financial advisor currently at GEOWEALTH MANAGEMENT LLC located in Plainfield, New Jersey.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Michael has worked at 6 firms and has passed the Series 65, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Full time. Advisor Service.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael James Mooney's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 28, 2025 - Present

GEOWEALTH MANAGEMENT LLC

RIA

CRD#: 148222

Plainfield, NJ

Past

July 24, 2024 - July 31, 2025

FREEDOM INVESTMENT MANAGEMENT, INC.

RIA

CRD#: 126052

HARTFORD, CT

Past

January 14, 2021 - December 31, 2022

PORTSMOUTH FINANCIAL SERVICES

CRD#: 13980

SAN FRANCISCO, CA

Past

June 1, 2018 - January 18, 2019

EQIS SECURITIES, LLC

CRD#: 20633

SAN RAFAEL, CA

Past

November 21, 2017 - April 10, 2024

FREEDOM INVESTMENT MANAGEMENT, INC.

RIA

CRD#: 126052

HARTFORD, CT

Past

August 15, 2014 - January 3, 2017

ASSETMARK BROKERAGE, LLC

CRD#: 169804

CONCORD, CA

Past

July 25, 2013 - August 15, 2014

CAPITAL BROKERAGE CORPORATION

CRD#: 10465

GLEN ALLEN, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GEOWEALTH MANAGEMENT LLC

GEOCAPITAL INVESTMENTS, LLC - RELYING ADVISER | GEOWEALTH MANAGEMENT, INC. | GEOWEALTH MANAGEMENT LLC

CRD#: 148222 / SEC#: 801-71114

RIA

Registered Investment Advisory firm - (2/25/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(10/30/2025)

IAR

New Jersey
(10/28/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/21/2017

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 7/25/2013

Investment Company Products/Variable Contracts Representative Examination

Current Firm

GEOWEALTH MANAGEMENT LLC

GEOCAPITAL INVESTMENTS, LLC - RELYING ADVISER | GEOWEALTH MANAGEMENT, INC. | GEOWEALTH MANAGEMENT LLC

CRD#: 148222 / SEC#: 801-71114

RIA

Registered Investment Advisory firm - (2/25/2010 Approved)

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Contact information

Main Address

444 N. Michigan Avenue Suite 3150, Chicago, IL 60611

Mailing Address

Phone number

(312) 219-9160

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GEOWEALTH WRAP FEE PROGRAM BROCHURE (11/7/2025)

ADV PART 2A - FIRM BROCHURE (11/7/2025)

Regulatory assets under management

Total Number of Accounts	77,019
AUM (Assets Under Management)	$ 13,610,973,546

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Michael J. Mooney

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael James Mooney's CRS (Customer Relationship Summary).

Certified licenses

Experience

FREEDOM INVESTMENT MANAGEMENT, INC.

PORTSMOUTH FINANCIAL SERVICES

EQIS SECURITIES, LLC

FREEDOM INVESTMENT MANAGEMENT, INC.

ASSETMARK BROKERAGE, LLC

CAPITAL BROKERAGE CORPORATION

Primary Firm SEC Registration

GEOWEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/21/2017

SIE

Date: 10/1/2018

Series 6

Date: 7/25/2013

Current Firm

GEOWEALTH MANAGEMENT LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GEOWEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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