Kyle J. Breitzman
PLANMEMBER SECURITIES
Waukesha, WI 53188
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CRD#: 5161223
Professional summary
Kyle J Breitzman, CFP®, who also goes by Kyle J Breitzman, Kyle Breitzman, is a registered financial advisor currently at PLANMEMBER SECURITIES CORPORATION located in Waukesha, Wisconsin.
Kyle is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Kyle has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kyle J Breitzman | Kyle Breitzman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Northbound Financial Services-2717 N. Grandview Blvd. , Suite 105, Waukesha, WI 53188; Investment related; DBA for financial services - securities & insurance sales & svcs; President/CEO; Start date 1/2021; 170 hrs/mnth & during trading. 2) Kyle Breitzman (self employed)-12700 W. Bluemound Rd, Elm Grove, WI 53122; Investment related; Insurance (fixed) sales & svcs; Independent Insurance Agent; Start date 7/2012; 8 hrs/mnth & during trading. 3) Lake Runner Tax Services-2717 N. Grandview Blvd., Suite 105, Waukesha, WI 53188; Investment related; Tax preparation service; President/CEO; Start date 1/2019; 30 hrs/mnth & during trading.
CRS (Client Relationship Summary) - RIA
Click below to view Kyle J Breitzman's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Kyle J Breitzman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2013
Experience
Current
November 7, 2022 - Present
PLANMEMBER SECURITIES CORPORATION
Office #1: 2717 N. Grandview Blvd. , Suite 105, Waukesha, WI 53188RIA
BD
CRD#: 11869
Waukesha, WI
Current
November 7, 2022 - Present
PLANMEMBER SECURITIES CORPORATION
Office #1: 2717 N. Grandview Blvd. , Suite 105, Waukesha, WI 53188RIA
BD
CRD#: 11869
Waukesha, WI
Past
September 18, 2020 - November 10, 2022
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
WAUKESHA, WI
Past
September 18, 2020 - November 10, 2022
SECURITIES AMERICA, INC.
BD
CRD#: 10205
BROOKFIELD, WI
Past
August 2, 2013 - September 18, 2020
SSN ADVISORY, INC.
RIA
CRD#: 126090
Waukesha, WI
Past
August 2, 2013 - September 18, 2020
SECURITIES SERVICE NETWORK, LLC
BD
CRD#: 13318
BROOKFIELD, WI
Past
June 26, 2012 - August 26, 2013
PRINCIPAL SECURITIES, INC.
RIA
CRD#: 1137
BROOKFIELD, WI
Past
June 21, 2012 - August 26, 2013
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
BROOKFIELD, WI
Past
February 28, 2008 - June 22, 2012
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
MILWAUKEE, WI
Past
February 28, 2008 - June 22, 2012
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
MILWAUKEE, WI
Past
October 4, 2006 - February 21, 2008
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
MILWAUKEE, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PS
PLANMEMBER SECURITIES CORPORATION
INVESTORS RETIREMENT & MANAGEMENT CORPORATION | PLANMEMBER SECURITIES CORPORATION | IRM DISTRIBUTORS, INC.
CRD#: 11869 / SEC#: 801-39177, 8-25065
RIA
Registered Investment Advisory firm - SEC (6/27/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Illinois(6/18/2025)
RR
Minnesota(11/7/2022)
RR
North Carolina(11/15/2022)
RR
Pennsylvania(11/7/2022)
RR
Texas(11/7/2022)
IAR
Texas(11/7/2022)
RR
Virginia(11/7/2022)
RR
Wisconsin(11/7/2022)
IAR
Wisconsin(11/7/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PS
PLANMEMBER SECURITIES CORPORATION
INVESTORS RETIREMENT & MANAGEMENT CORPORATION | PLANMEMBER SECURITIES CORPORATION | IRM DISTRIBUTORS, INC.
CRD#: 11869 / SEC#: 801-39177, 8-25065
RIA
Registered Investment Advisory firm - SEC (6/27/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
6187 Carpinteria Avenue, Carpinteria, CA 93013
Mailing Address
6187 Carpinteria Avenue, Carpinteria, CA 93013-2060
Phone number
(805) 684-1199
Established
California since 03/12/1982
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
432
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PLANMEMBER FINANCIAL CORPORATION | OWNER | |
| BOWMAN, BYRON FRANCIS | CHIEF LEGAL OFFICER & SECRETARY | 2673117 |
| HALEY, SEAN PATRICK | CHIEF COMPLIANCE OFFICER | 2837579 |
| HANSON, STEVEN R | CHIEF FINANCIAL OFFICER / FINOPS | 4854600 |
| JANEWAY, TERRALL JOSEPH | EVP/CHIEF OPERATING OFFICER | 2947154 |
| ZIEHL, JON MICHAEL | PRESIDENT | 707642 |
Regulatory assets under management
| Total Number of Accounts | 68,978 |
| AUM (Assets Under Management) | $ 9,035,509,268 |
Disclosures
| Regulatory Event | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/21/2022 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PLANMEMBER SECURITIES CORPORATION
CRD#: 11869Waukesha, WI 53188TRUST BUT VERIFY
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